Controls Assurance & SOC Oversight, Galaxy

• We are looking for individuals who thrive in a culture of builders and overachievers and embrace high performance, transparent feedback, and a mission-first approach
• This person should be comfortable working in a fast-paced environment and self-driven to deliver quality outcomes, as they will be working directly with relevant business leaders and external SOC auditor
• 6+ years of experience managing and auditing SOC1 reports for service organizations in the financial services and/or digital assets industries
• A demonstrated ability to manage multiple teams with competing priorities and meet tight deadlines while delivering high quality work products
• Deep knowledge of risk & controls and technology
• Ability to work effectively both individually and in a team environment
• Strong appetite for problem solving in a nascent industry and a high-growth business
• Excellent communication and critical thinking skills
• High level of proficiency with Excel and Visio
• Experience directly interacting with external auditors, regulators, and/or an organization’s internal audit department

Desirable

• As part of the Enterprise Risk & Controls team, the Vice President will be responsible for the overall Galaxy SOC portfolio
• They will enact processes and perform internal testing to ensure effective control performance
• They will also be responsible for SOC coordination between the business and external SOC auditor and delivery of related activities
• Assist businesses with defining the report’s scope and assessing controls readiness for their year 1 SOC reports, inclusive of process documentation, controls identification and control design assessments
• Assist with drafting of SOC reports, including system descriptions, process narratives, control descriptions and related documentation
• Collaborate with process and control owners in various businesses to evaluate the design and effectiveness of SOC controls and risk mitigation in place or needed
• Identify and document control gaps and deficiencies and assist owners with adequate remediation
• Maintain documentation of Galaxy’s SOC control environment, including risk assessments, risk and controls matrix, testing approaches, execution plans, and results
• Coordinate with SOC auditors throughout the SOC testing and reporting lifecycle
• Track status of the program and issues identified, and report to the Head of Enterprise Risk & relevant business leaders
• Provide support to the broader Risk & Control team initiatives as needed