Compliance Specialist, Novo

• At least 5 years of experience in audit, compliance, or risk management
• At least 3 years of experience supporting, partnering and interacting with internal business stakeholders
• Experience translating complex ideas and data into clear, engaging narratives across multiple formats to key stakeholders
• Understanding of compliance or risk management principles and interest in strengthening subject matter expertise across multiple compliance areas
• Ability to work independently on complex assignments with strong analytical skills, attention to detail, and the ability to interpret regulatory information
• Strong time management, organizational, and prioritization skills, with the ability to complete multiple concurrent tasks within close deadlines and a high degree of accuracy and detail
• Ability to navigate ambiguity in a fast-changing environment, being hands-on and going beyond direct job responsibilities to help achieve success
• Desire to be a reliable partner that collaborates with multiple business stakeholders across multiple lines of business
• Excellent research and communication skills

Desirable

• We are looking for a Compliance Specialist that can engage in various areas of the risk and compliance team, who understands how to take a data-driven approach to compliance, and how to effectively communicate across the organization and with external stakeholders to deliver
• If you're passionate about finding the right balance of innovation and compliance for underserved markets, then we want to chat
• Are you ready to revolutionize the small business banking industry with us?
• Assist in the monitoring of the Compliance Portal, used to escalate approvals, inquiries, issues and enhancements of compliance and risk matters from other lines of business; identify, create, recommend, and implement new and/or enhanced practices
• Contribute to the development and implementation of new and/or enhanced compliance programs and enterprise-wide initiatives
• Research and assess new and proposed regulatory requirements (e.g., statutes, regulations, bulletins) to assist in the development of risk assessment, written program and compliance testing responsibilities
• Execute tasks accurately within timeframes allotted while working collaboratively across multiple lines of business
• Execute and enhance a framework for completion of reporting, including reports for management and banking partners
• With minimal supervision, perform analysis, identify trends and follow up on opportunities of enhancement
• Partner with other members of the risk and compliance team to query various data points leveraged for third-party audit, internal compliance testing, risk assessment and other ad-hoc needs
• Support the design, maintenance, and organization of compliance reporting libraries, shared drives, and documentation repositories
• Explore and quickly grasp new technologies and analysis tools
• Perform control testing, document results and provide updates to the line of business, as necessary to ensure timely alignment with the annual testing schedule
• Succinctly and clearly communicate complex fact patterns to others
• Execute necessary investigations and draft response for incoming complaints delivered through regulatory and BBB channels
• Provide support for responding to regulatory inquiries and examinations
• Other duties, as assigned