Chief Information Security Officer, CAIS
$270-320k
+ Bonus
3 days a week in office
Alternative investment platform
Open for applications
Alternative investment platform
501-1000 employees
Open for applications
$270-320k
+ Bonus
3 days a week in office
501-1000 employees
Company mission
To democratise access for independent financial advisors by breaking down barriers that prevent them from connecting with experienced alternative asset managers.
Role
Who you are
- Proven track record in financial services cybersecurity or a regulated industry
- Experience in information security leadership roles with a strong hands-on technical background (e.g., security engineering, penetration testing, cloud security architecture, or incident response)
- Expertise in risk management, operational risk frameworks, vendor security, cloud security, and encryption protocols
- Strong knowledge of regulatory compliance frameworks affecting financial institutions
- Experience developing AI security strategies, governance frameworks, and risk assessments for AI/ML systems
- CISSP, CISM, or CISA certifications preferred
- Excellent communication and leadership skills, with an ability to influence stakeholders at all levels
- A leader who thrives at the intersection of strategy and execution—equally comfortable presenting to the Board and working through a security incident hands-on
What the job involves
- CAIS is seeking a Chief Information Security Officer (CISO) who pairs deep technical expertise with strategic vision to lead the firm’s cybersecurity program and Operational Risk Management practices
- This role will drive security strategy—including AI security strategy—mitigate risks, ensure regulatory compliance, and protect critical financial assets and client data
- The CISO will oversee all cybersecurity and operational risk functions while remaining hands-on with architecture, tooling, and incident response, and will ensure third-party and vendor security align with the firm’s risk management framework
- Cybersecurity Leadership: Develop and execute a comprehensive security strategy aligned with industry standards (NIST, ISO 27001, CIS Controls) to safeguard sensitive financial data
- Risk Management & Threat Intelligence: Continuously assess cyber threats, vulnerabilities, and implement proactive security measures
- Operational Risk Oversight: Lead the firm's operational risk management framework, including identification, assessment, and mitigation of operational risks across business processes, technology systems, and third-party relationships
- Regulatory Compliance & Audit: Ensure compliance with financial industry regulations (SEC, FINRA, SOC 2), managing audits and certifications
- Third-Party & Vendor Security: Evaluate and manage security risks associated with external partners, vendors, and cloud service providers, ensuring compliance with cybersecurity policies
- Incident Response & Crisis Management: Lead the firm’s response to security incidents, breaches, and fraud, ensuring swift resolution and recovery
- Technology & Infrastructure Security: Lead secure architecture design, cloud security, endpoint protection, and network security—personally engaging in design reviews, tooling evaluations, and technical decision-making
- AI Security Strategy: Develop and implement security policies and governance frameworks for AI and machine learning systems, ensuring responsible AI deployment, data integrity, model security, and compliance with emerging AI regulations
- Cybersecurity Operations: Direct and actively participate in day-to-day cybersecurity functions, including security monitoring, threat hunting, vulnerability management, and detection engineering
- Data Protection & Privacy: Implement robust encryption standards, access controls, and data governance policies
- Leadership & Collaboration: Partner with executive leadership, IT teams, and external stakeholders to align security initiatives with business objectives
- Employee Education & Awareness: Develop security training programs and promote a culture of cybersecurity across the organization
Our take
Financial advisors often face challenges in accessing education and alternative investment funds due to the absence of an integrated platform for discovering these opportunities. This gap can hinder their ability to offer clients diverse investment options and make informed decisions.
CAIS addresses this need by providing an online marketplace that facilitates direct communication between financial advisors and asset managers regarding alternative investments. The platform sources expert advice across various sectors, including hedge funds, private equity, credit, real estate, and digital assets, allowing advisors to access valuable insights and opportunities.
With thousands of financial advisors utilising its services, CAIS oversees more than $1.2T in assets. The company has partnered with major custodians like Fidelity and Schwab, collectively managing over $6T in assets for more than 15,000 advisors. Following substantial funding and achieving unicorn status in 2022, CAIS is now focused on advancing its technology, enhancing customer experiences, and digitising product operations for both fund managers and financial advisors
Kirsty
Company Specialist at Welcome to the Jungle
Insights
17% employee growth in 12 months
Company
Funding (last 2 of 6 rounds)
Apr 2022
$100m
LATE VC
Jan 2022
$225m
SERIES C
Total funding: $395m
Company benefits
- Healthcare & wellness: We offer highly subsidized medical, dental, vision plan options, and monthly reimbursements to support your lifestyle outside of work
- Coverage Waiver Allowance: Have benefits through another source? Receive a monthly allowance for waiving coverage
- Voluntary benefits: Enjoy discounted pricing on virtual marketplace retail benefits, pet insurance, legal, identity theft, critical illness, hospital coverage, and additional life and AD&D insurance
- Paid parental leave: New parents receive up to 16 weeks of fully paid leave
- Flexible PTO: Take the time you need in coordination with your team and manager. Plus, enjoy nine paid holidays throughout the year
- 401(k) matching: Participate in a comprehensive 401(k) plan with a 4% match
- Free Food: Take advantage of our in-office lunch program and a fully stocked kitchen
- Team events: Join our monthly happy hours, team building activities, and other events to ensure we stay connected
Company HQ
Midtown East, New York, NY
Leadership
Matt Brown
(Founder & CEO)Previously the Founder and Managing Principal at Brown Simpson Asset Management for 5 years and Managing Director at Fairfield Greenwich Group for 3 years.
Salary benchmarks
We don't have enough data yet to provide salary benchmarks for this role.
Submit your salary to help other candidates with crowdsourced salary estimates.
Share this job
View 2 more jobs at CAIS