Compliance Associate, Coinbase

• We are looking for someone who shares our values, is a team player but can work independently, and who thrives in a dynamic environment
• 3+ years prior experience in Compliance or risk management roles
• A good understanding of UK regulatory requirements e.g. MiFID requirements, SMCR, Fin Prom, DISP, Consumer Duty and those relating to e-money firms
• Capacity to meet deadlines while maintaining quality standards and ensuring effective time management
• Ability to thrive in fast-paced remote environment
• Keen interest in digital assets
• Team player, willing to tackle tasks large or small
• Organised and detail-oriented
• Strong in collaboration and liaising with stakeholders to move processes forward

Desirable

• We are seeking a highly motivated and detail-oriented Compliance Associate to report to the Chief Compliance Officer (CCO)
• In this role, you will support the CCO with implementing and administering the compliance program
• Support with embedding a robust compliance framework that meets our organisational needs
• Support in maintaining governance and oversight arrangements
• Support the implementation of new compliance controls or requirements, and enhancements to existing controls
• Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively
• Review and update compliance policies and procedures to ensure they remain current and effective
• Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards
• Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries
• Drive regulatory reporting framework
• Drive small adhoc targeted projects focusing on elements of the UK compliance program
• From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience