Compliance Specialist, Happy Money

• This role calls for someone who is excited about financial services, has exceptional attention to detail, and is ready to jump into challenges with a solution-oriented approach
• 2+ years of similar or related experience; including time spent in preparatory positions
• Strong written communication and analytical skills
• Must be able to perform job functions independently or with limited supervision and work effectively either on your own or as part of a team
• Must be able to effectively handle multiple, simultaneous, and changing priorities. Must be capable of exercising the highest level of discretion on both internal and external confidential matters

Desirable

• The Compliance Specialist is responsible for supporting and maintaining the company’s regulatory, legal, and policy compliance
• The Compliance Specialist will support compliance staff as needed
• Assists with the implementation of a comprehensive compliance program to ensure conformity with federal and state laws
• Stay familiar with the impact of any new laws and regulations, or amendments to existing regulations, on current operations and new products and services
• Acts as a resource to personnel for questions regarding regulatory issues
• Assists with the maintenance of a Compliance knowledge management site for easy access by staff
• Assists with the review of all company forms, disclosures, consumer-facing publications, advertisements, and the website to ensure compliance with regulations
• Reviews and provides initial responses to complaints received from third-party agencies such as the Better Business Bureau (BBB), and the Consumer Financial Protection Bureau (CFPB) and will provide monthly reporting to the applicable lending partners as required
• Assists in training content review and distribution through our learning management system
• Supports external compliance examinations, routine licensing and reporting, and audits
• Assists in the management of company policies and procedures, applicable laws and regulations, including but not limited to, Fair Lending Regulations, UDAAP, Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC