Product Compliance Analyst, Robinhood
Money
$115-135k
This role is also eligible for bonus opportunities + equity
3+ days a week in office
Commission-free stock trading & investing app
Be an early applicant
Commission-free stock trading & investing app
1001+ employees
Be an early applicant
$115-135k
This role is also eligible for bonus opportunities + equity
3+ days a week in office
1001+ employees
Company mission
To democratize finance for all.
Role
Who you are
- Bachelor's degree in Business, Finance, Accounting, Economics, or a related field (or equivalent experience)
- 5–7 years of compliance experience supporting consumer banking, credit cards, consumer lending, or other regulated financial products
- Strong working knowledge of consumer financial regulations, including Regulation Z, Regulation E, UDAAP, FCRA, ECOA/Reg B, and related banking regulations
- Experience reviewing marketing materials, customer communications, and product launches from a regulatory compliance perspective
- Experience supporting complaint management, audits, and regulatory examinations
- Excellent written and verbal communication skills with the ability to influence partner teams (Product, Legal, Operations, and Risk)
- Strong analytical, organizational, and problem-solving skills with the ability to manage multiple priorities and meet key regulatory deadlines
- Proven ability to assess and manage compliance risks for novel or undefined financial features, translating evolving regulatory guidance into clear, actionable requirements for product teams
- Self-motivated and collaborative, with a drive to build compliant, customer-focused financial products
- Ability to view Compliance as a strategic business partner that supports new product development while effectively managing regulatory risk
What the job involves
- We are building an elite team, applying frontier technologies to the world’s biggest financial problems
- We’re looking for bold thinkers
- Sharp problem-solvers
- Builders who are wired to make an impact
- Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers
- We’re a high-performing, fast-moving team with ethics at the center of everything we do
- Expectations are high, and so are the rewards
- The compliance team supporting Robinhood’s credit card products and money transmitter (for Robinhood Credit, Inc., and Robinhood Money, LLC) is dedicated to ensuring robust regulatory compliance across all financial offerings
- Our team's mission is to establish and maintain a strong compliance management system that supports compliant product growth and operational excellence
- We partner closely with Product, Operations, Legal, and Risk to integrate regulatory requirements seamlessly into our financial platforms!
- Our team thrives on collaboration, proactive risk management, and a commitment to protecting our customers while supporting business goals
- As Lead Compliance Analyst, you will play a critical role in ensuring that Robinhood embeds regulatory compliance for its current products, including the debit card, spending account, and credit cards, as well as future products
- You will participate in multiple compliance functions to support the administration of our compliance management system
- In this role, you will analyze regulatory changes, review marketing and customer disclosures, and provide clear compliance guidance to product teams
- You will also collaborate with bank sponsors and partner teams to manage regulatory requests and audits!
- Your efforts will directly safeguard our platform and enhance our customer experience
- Provide compliance guidance on new products, features, and process changes to ensure adherence to applicable banking and consumer lending regulations
- Review marketing materials, customer communications, and disclosures for regulatory compliance
- Review and coordinate responses to regulatory agency and escalated customer complaints
- Perform quality assurance reviews of Reg Z (credit card) and Reg E (deposit) disputes to ensure regulatory compliance and operational consistency
- Coordinate due diligence requests and ongoing compliance activities with sponsor banks and other third-party partners
- Assist in the development, maintenance, and implementation of compliance policies, procedures, and training materials
- Support internal audits, sponsor bank reviews, and regulatory examinations, including issue tracking, remediation, and response preparation
- Partner with Product, Operations, Legal, Risk, Marketing, and Engineering teams to build compliant customer experiences
Our take
For years, traditional brokers ruled the share trading realm, charging hefty fees that locked out everyday investors. Robinhood emerged as a disruptor, offering commission-free trading and opening the door to a new generation. Since then, expectations have continued to evolve, with investors looking not just to lower costs, but for simpler tools, clearer information, and guidance that makes the market easier to understand.
Robinhood was built to meet those changing expectations, designed from the start as a mobile-first platform that makes investor more accessible and less intimidating for people at every stage of their financial journey. Through its app, users can trade stocks and other financial instruments while benefiting from a clean interface and built-in educational support, helping them move from curiosity to confidence without unnecessary complexity.
Recently, Robinhood has strenghtned its impact too, particularly in the UK. With the launch of AI-powered Digests within its Robinhood Cortex assistant that helps users understand what's driving stock movements in plain English, while upcoming options trading and expanded educational resources add flexibility and depth. Together, these steps position Robinhood as a platform evolving alongside its users, blending technology and education to stay ahead in an ever-changing investment landscape.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
Company
Funding (last 2 of 13 rounds)
Feb 2021
$2.4bn
CONVERTIBLE
Jan 2021
$1bn
LATE VC
Total funding: $5.6bn
Company HQ
Downtown Menlo Park, Menlo Park, CA
Leadership
Vlad Tenev
(Co-Founder, CEO & Chairman)Studied Mathematics at Stanford University, where they met Baiju. Dropped out of a PhD to start Robinhood. Alongside Robinhood, Vlad is also the co-founder and Executive Chairman of Harmonic.
Baiju B.
(Co-Founder)Studied Mathematics and Physics at Stanford University, where they met their Vlad and co-founded Robinhood in 2012. Baiju is also the Founder and CEO of Aetherflux.
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