Compliance Manager, AlphaSense
$75-85k
Plus performance based bonus and equity available
Market intelligence and search platform
Job no longer available
Market intelligence and search platform
1001+ employees
Job no longer available
$75-85k
Plus performance based bonus and equity available
1001+ employees
Company mission
AlphaSense's mission is to organise the world’s business information and leverage technology to enable companies to make smarter, faster, and more confident decisions.
Role
Who you are
- A Proven Project Manager: You have experience as a project manager working as the link between internal resources and external clients over extended periods of time
- A Regulatory Compliance Specialist: You have administered compliance procedures to prevent insider trading and market abuse at either an investment manager, a regulatory consulting firm, or an expert network
- An Advocate for the Client: You possess the ability to empathize with and understand our clients’ needs and have an obsession with delivering continuously improved client experiences
- Communication and Collaboration oriented: You understand the significance of a single chance to gather vital information from clients and are skilled at communicating that crucial data to numerous internal stakeholders
- You are comfortable using both electronic communications and video conferences in order for our clients to feel confident their requests and requirements have been heard
- Entrepreneurial: You have experience driving clients’ feature adoption through enduring consistency, enthusiastic interactions, and a solution orientation
- Where others are dissuaded by a system limitation, you see an opportunity to build new system features
- Passionate: You recognize the immense value AlphaSense Expert Insights can bring to the market because of your background in financial services
What the job involves
- We’re looking for a Compliance Manager to help shepherd our compliance controls related to the full life-cycle of one-on-one expert calls for our client-driven research
- This Compliance Manager role will be equal parts project manager and compliance officer
- You will be housed within the Compliance team while working closely with Research Management, Engineering, and UX
- You will be the client-facing compliance expert who directly engages with clients to obtain detailed information regarding their compliance requirements for one-on-one expert calls
- You will then communicate, track and transfer that information into our enterprise-grade information systems ensuring that each client’s needs are correctly captured and available to the Research Management team
- The Compliance Manager will be a go-to resource for the Research Management team, Engineering team, and UX team as they rapidly scale to match our tremendous growth within client-driven research
- Your efforts will ensure a best-in-class experience for our client-driven research clients
- Interact daily with client-driven research clients through video conferencing and electronic communications to ensure a best-in-class onboarding experience
- Work closely with your Compliance colleagues, Research Management, Engineering, and UX to ensure clients’ compliance controls are fully understood and effectively implemented
- Serve as a go-to compliance resource for the Research Management team
- Perform analysis to identify opportunities to improve processes and systems
- Identify desirable new features within systems and partner with Engineering and UX to bring the new features to clients
- Drive research efforts to understand emerging compliance needs and inform development priorities
- Communicate effectively both verbally and in writing. Translate client needs into actionable solutions
- Work closely with Engineering and UX to ensure features meet acceptance criteria
- Show the sort of attention to detail in acceptance testing that comes from caring deeply about the quality of the product and the clients’ experiences
- Measure the success & impact of your efforts
Our take
Manual research can be a serious pain: financial analysts spend hours every week searching through PDFs one keyword at a time, just to find a single usable insight. To remedy this, AlphaSense has built a smart search engine that slashes research time for analysts, using thousands of sources and a semantic indexing layer that can effectively query finance-specific language.
As a disruptor and market leader in this field, AlphaSense has few direct competitors, being most closely compared to Wolfram Alpha or LexisNexis. It helps that its tools are undoubtedly effective and valued by knowledge professionals: the company counts about 85% of the S&P 100 as customers and is trusted by J.P.Morgan, Microsoft, Credit Suisse and Google, among other major enterprises.
Having raised a large amount of funding over 2022 and 2023, AlphaSense has moved quickly to double down on its expansion in European markets, opening an office in Berlin to support this. With 2024 seeing investment from Singaporean EDBI, it has now set its sights on the Asia-Pacific region. As business intelligence will remain key for enterprises as they compete for market share, AlphaSense is well-placed for additional future growth.
Freddie
Company Specialist at Welcome to the Jungle
Insights
13% employee growth in 12 months
Company
Funding (last 2 of 11 rounds)
Jun 2024
$650m
LATE VC
Sep 2023
$150m
SERIES E
Total funding: $1.3bn
Company benefits
- Work from home opportunities
Company HQ
Union Square, New York, NY
Leadership
Jaakko Kokko
(Co-Founder & CEO)Co-founder of Silecs (materials used in the microelectronics industry).
Raj Neervannan
(Co-Founder & CTO)Experienced executive. Previously CTO at Mastek and ChoicePoint, and CEO at Framesoft. Has an MBA from Wharton.
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