FIU Manager, Interactive Brokers
Triage
+ Annual Performance-Based Bonus + Stock Grant
3 days a week in office
Online broker
Be an early applicant
Online broker
1001+ employees
Be an early applicant
+ Annual Performance-Based Bonus + Stock Grant
3 days a week in office
1001+ employees
Company mission
To create technology to provide liquidity on better terms.
Role
Who you are
- Three to five plus years of experience in investment management or AML compliance, preferably at a large broker or other financial institution with an international client base
- Two plus years of management experience
- Solid academic background. Bachelor’s Degree or commensurate military experience
- Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment
- Ability to work in a small-team environment, work independently, and multitask with minimal supervision
- A high degree of comfort with technology and a functional understanding of how to apply technology to business and regulatory solutions
- Outstanding leadership, communication, analytical, and project management skills
- A willingness and ability to obtain financial registration exams promptly
- Certified Anti-Money Laundering Specialist (CAMS) or similar certification, including Series 7 or 24, is highly preferred
- Self-motivated and able to handle tasks with minimal supervision
- Superb analytical and problem-solving skills
- Excellent collaboration and communication (Verbal and written) skills
- Outstanding organizational and time management skills
What the job involves
- This is a hybrid role (3 days in the office/2 days remote)
- Interactive Brokers is looking to hire a Compliance Manager at the Chicago Office
- This is a mid-level management position with room for growth for highly motivated and exceptional performers
- This Manager will ensure the firm complies with the Bank Secrecy Act and the USA PATRIOT Act, combating the financing of terrorism, sanctions, industry AML, and securities laws and regulations
- Oversee and train a team of analysts responsible for monitoring reviews and investigations
- Monitor and manage daily investigative workflow, controls, and results metrics for the team and ensure timely completion of tasks
- Engage senior management across corporate compliance, operations, and information technology to manage, report on, and improve investigative work
- Conduct supervisory reviews and provide constructive coaching and direction to team members
- Evaluate risk associated with AML and Financial Crime Risk processes and recommend enhancements, where appropriate
- When needed, support and participate in internal, external, and regulatory audits and examinations
Our take
Interactive Brokers is an automated electronic broker, empowers users to analyse global stock markets, manage portfolios, and explore diverse investment assets. With a history spanning over 45 years, the company has thrived by adapting to evolving digital trading trends. Its comprehensive suite of services includes analytical tools, asset marketplaces, and seamless third-party integration, enhancing portfolio management capabilities.
Boasting over $11.6 billion in equity capital, Interactive Brokers remains at the forefront of industry innovation. The company has embraced the rising popularity of cryptocurrency, offering customers access to crypto trading through a partnership with Paxos Trust Company. This proactive approach reaffirms Interactive Brokers' position as a forward-thinking player in the ever-changing trading landscape.
Recently, Interactive Brokers expanded its trading hours for U.S. Treasury bonds to 22 hours a day, allowing global clients to trade during their local hours and quickly respond to market news. This extension reflects the company's commitment to flexibility and comprehensive service, meeting the diverse needs of clients in over 200 countries and territories.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
8% employee growth in 12 months
Company
Company benefits
- Retirement plan 401(k) with a competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits and company-paid medical healthcare premium
- Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
- Paid time off and a generous parental leave policy
- Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
- Corporate events, including team outings, dinners, volunteer activities and company sports teams
- Education reimbursement and learning opportunities
- Modern offices with multi-monitor setups
Company HQ
Greenwich, CT
Leadership
Thomas Peterffy
(Chairman)Former computer programmer and architectural draftsman. They played a role in developing the first electronic trading platform for securities at the American Stock Exchange.
Salary benchmarks
We don't have enough data yet to provide salary benchmarks for this role.
Submit your salary to help other candidates with crowdsourced salary estimates.
Share this job
View 23 more jobs at Interactive Brokers