Compliance Analyst, OKX

• The successful candidates will have prior AML transaction monitoring and investigations experience in the financial services, FinTech or cryptocurrency industries
• 3+ years experience in conducting AML related account activity analysis, due-diligence, and investigations in a financial services institution
• Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines
• Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units
• Should be a self-starter, organized, detail oriented, and results driven
• Excellent command of spoken and written English is required

Desirable

• The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk
• You will help detect unusual activity, suspicious/illegal behaviors and patterns, as well as assist in projects focused on preventing and detecting financial crimes
• As part of the AML Investigations team, you’ll be be responsible for conducting a variety of tasks such as investigations, conducting enhanced due diligence, preparing narrative information for SAR filings, and participating in ad-hoc projects as needed
• You will utilize internal and external investigative resources and apply logical research techniques
• Conduct thorough investigations on users' account activities as a result of transaction monitoring alerts
• Where appropriate, facilitate Requests for Information (RFIs) with cross-functional staff in the investigation of transaction monitoring cases
• Conduct research using internal and external sources to help determine potentially suspicious activity and disposition of adverse news
• Make determinations and recommend escalation decisions on cases investigated
• Create, update and maintain files and records related to all supporting information used during investigation
• Prepare SAR materials and draft SAR narratives
• Assist with ad hoc projects incl. QA alert dispositions, validation of the transaction monitoring system or any updates, training, etc.