Compliance Manager, Pipe
UK & EU Region
+equity
More information about location
Capital platform for entrepreneurs
Open for applications
Capital platform for entrepreneurs
201-500 employees
Open for applications
+equity
More information about location
201-500 employees
Company mission
To revolutionize how entrepreneurs access financing.
Role
Who you are
- You are a collaborative team-player, well-equipped to develop relationships and work closely with colleagues and leaders in other geographies and functional areas, including Finance, Product, Risk, Product, Sales, and Servicing
- Prior experience in a compliance role within the UK is required and experience interfacing with regulatory agencies (such as FCA, NCA, and various EU regulators) will be beneficial
- 5+ years of relevant compliance experience at a financial institution or fintech company
- Fundamental understanding and working knowledge of compliance-, anti-money laundering-, and sanctions-related laws and regulations (including UK MLR)
- Experience with one or multiple compliance functions, including transaction monitoring, sanctions screening, customer due diligence, and customer risk assessment
- Experience working with the elements of a compliance program, including risk assessment, monitoring and testing planning, third-party oversight, and compliance training
- Experience effectively communicating compliance risks associated with product proposals and advising stakeholders on developing both customer-facing content and key operational controls
What the job involves
- This is a great opportunity to work on a broad range of matters and make a tangible contribution to Pipe’s growth and geographic expansion
- This role provides the opportunity to work on a diverse set of projects and issues as the firm grows in the UK and expands into new geographies in the EU
- Reporting to a U.S.-based Legal & Compliance Manager, this role also serves as the Money Laundering Registered Officer (“MLRO”) and other representative roles for Pipe Technologies UK Limited
- You will work with stakeholders throughout Pipe to support growth in a manner that complies with financial services, AML/CFT, payments, and other relevant requirements in the UK and EU
- You will be directly involved in executing Pipe’s compliance management system/program elements, such as compliance monitoring and testing, policies and procedures, training, and serving as a point of contact for external party monitoring, audits, and regulatory exams
- Execute the Compliance program, including transaction monitoring, investigations, customer due diligence, compliance risk assessments, governance (oversight and reporting), and systems (e.g., GRC, complaints, ethics, prohibited industry lists)
- Coordinate with business and operations teams during the client onboarding approval process in support of an optimal customer experience
- Actively partner with global function teams to execute shared compliance-specific projects and responsibilities
- Perform reviews, monitoring, or testing to identify potential compliance risks and draft compliance reports with recommendations
- Support implementation of policies, systems, controls to reduce risk
- Support development and implementation of the compliance training policy aimed to educate employees about regulatory and legal requirements
- Stay updated on major regulatory changes with impact to the firm
- Effectively interface with regulators on inquiries, filings, and examinations, and external parties on audits, monitoring, and other activities
- Serve as MLRO for UK entity
Our take
Pipe is an alternative trading platform for start-up businesses that allows entrepreneurs and founders to take agency over their direction. Now a certified unicorn company, Pipe enables companies to sell their future recurring revenue to large institutional investors for cash.
The company was founded by entrepreneurs who had experience with the challenges founders face when financing companies. Solving a widespread problem in the start up space, Pipe has seen great success and has been used by over 23,000 companies, facilitating hundreds of millions of dollars in loans quarterly.
In late 2022, Pipe's co-founders stepped down from their leadership positions, stating that the company needed an experienced operational CEO. It appears to have found this in Luke Voiles, a seasoned fintech leader who is poised to lead the company through its next phase of growth. Pipe was also welcomed into the Financial Technology Association (FTA), showcasing its position in the "fintech for good" movement, and it will be interesting to see where the future next takes it.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
Few candidates hear
back within 2 weeks
18% employee growth in 12 months
Glassdoor (5)
Company
Funding (last 2 of 4 rounds)
May 2021
$250m
LATE VC
Mar 2021
$50m
SERIES C
Total funding: $316m
Company benefits
- Remote first, work from where you want
- Meet up with your colleagues somewhere new each quarter
- Competitive equity
- Health, dental, vision benefits for you and your dependents
- Paid parental leave
- Unlimited PTO
- Customized workstations - choose a comfortable work-from-home set up that makes sense for you
Company values
- Customer-first - Pipe values its customers and strives to provide them with the best possible experience. We're committed to understanding and meeting the needs of our customers, and delivering products and services that exceed their expectations
- Teamwork - Collaboration is essential to success. We encourage everyone to work together, share knowledge and expertise, and support each other in achieving common goals
- Innovation - We're constantly looking for new ideas and approaches, and encourage everyone to be innovative and take creative ownership in their work
- Excellence - We're committed to achieving the highest standard of quality in all aspects of the business. And we're dedicated to continuous improvement, striving to be the best for all of our customers
- Accountability - Transparency and honesty are key pillars at Pipe, and we strive to earn the trust and confidence of all of customers and partners
Company HQ
Wynwood Art District, Miami, FL
Articles
Leadership
Josh Mangel
(Co-founder)Previously Head of Product at Fair.com, CEO and Co-founder at Skurt and Co-founder at BeatDeck.
Harry Hurst
(Co-founder)Currently Co-founder at Protagonist, EY Entrepeneur of the Year at Ernst & Young, Founder at Skurt,
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