Vice President of Fidelity Digital Assets Compliance, Fidelity Investments
$123-207k
Financial services and investment resources
Job no longer available
Financial services and investment resources
1001+ employees
Job no longer available
$123-207k
1001+ employees
Company mission
To strengthen the financial well-being of our clients.
Role
Who you are
- Experience leading regulatory exams and handling interactions with banking and securities regulators, digital asset experience preferred
- 10+ years of related experience in Compliance, Risk or Legal
- 4-year college degree and JD required
- Experience and passion for leading and mentoring a team and supporting a culture of diversity, inclusion, ownership, and empowerment
- Strong attention to detail and experience supporting a regulatory compliance program
- Ability to identify and analyze issues, apply good judgment and advise the business on regulatory priorities
- Ability to influence key decision-makers through a combination of knowledge, reasoning, and relationships
- Experience working collaboratively with business partners and compliance, operations, technology, risk, and legal teams
- Strong analytical, organizational, and problem-solving skills
What the job involves
- This role reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets
- FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience
- The Enterprise Services portfolio also includes Fidelity Labs, the Fidelity Center for Applied Technology, F-Prime Capital, and Impresa Management LLC
- As a member of the Fidelity Digital Assets (FDA) Compliance team and leader of the Regulatory Compliance Team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations
- In this role, you will collaborate with many teams across the Fidelity organization, such as Personal Investing, Fidelity Institutional, Workplace Investing, and Government Relations
- Leading regulatory oversight for Fidelity Digital Asset Services, LLC, a New York limited liability trust company
- Leading all aspects of maintenance of regulatory licenses, including compliance with regulatory requirements, ongoing review of licensing requirements, and geographic expansion opportunities
- Supervising regulatory examination and inquiry responses and managing relationships with regulators
- Providing regulatory guidance related to new product development and supporting regulatory approval of new products and services
- Leading a team of six Compliance professionals
- Staying well-informed on the evolving regulatory landscape and communicating new and revised regulatory requirements to the business and advising on any potential impact to controls
- Supporting the Chief Compliance Officer’s strategy for the overall compliance program and keeping the FDA Board informed of regulatory matters
- Collaborating closely with Legal, Risk, Audit, and AML to develop a robust and coordinated approach to oversight and risk management
Our take
Fidelity Investments, formally known as the Fidelity Fund, has been a leading financial services provider since the 1940s and has seen massive expansion over the latter half of the 20th century. With more than $10 trillion in assets under Fidelity, it is one of the largest asset managers in the world.
Fidelity has been operating as a multinational since the 60s and has offices across 9 countries through the moniker Fidelity International, now Fidelity Worldwide Investment. The industries served by Fidelity are widespread and its clients number in the millions. In 2018, Fidelity opened a service focused on investments in the digital space, focusing on innovations within the bitcoin sector.
As a longstanding leader, Fidelity is well set to maintain its position as well as expand its market share as it develops new features to keep pace with the evolving fintech industry.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
Company
Company benefits
- Maternal & Parental Leave: 16 weeks of fully-paid maternity leave and 12 weeks fully-paid parental leave
- Flexible Wellness Programs: Wellness centers, online consultations, subsidized healthy eating, on-site fitness & more
- Student Loan Assistance: Helping you get a step ahead by paying down your loans so you can save on interest, with up to $15K in contributions
- Concierge Services: Support for the little things that pop-up every day. Delegate tasks on your personal to-do list, plan vacations, find contractor referrals & more
- Dependent care flexible spending (FSA)
- Commuter benefit program
- Adoption assistance
- Backup dependent care
- Fidelity Charitable® employee match program
- Discount programs for employees
- Legal services plan
- 401(k): pre-tax and/or Roth
- Medical coverage
- Dental & Vision coverage
- Disability insurance
- Life insurance
- Group auto & homeowner’s insurance
- Group personal excess liability insurance
- And Many More!
Company HQ
Downtown, Boston, MA
Leadership
Abigail Johnson
(Chairman & CEO, not founder)Has worked at Fidelity Investments since 1988, rising through the ranks from Asset Manager to Head of Retail to President, then CEO.
Salary benchmarks
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