Senior Auditor, London Stock Exchange
Technology
3+ days a week in office
Stock exchange in the City of London
Posted today
Stock exchange in the City of London
1001+ employees
Posted today
3+ days a week in office
1001+ employees
Company mission
To make things happen, out there in the real world, where it matters.
Role
Who you are
- The role will require a good solid understanding of technology and technology controls
- CISA, CISSP or equivalent qualifications
- Degree or equivalent, and relevant professional qualification
- Recognised Internal Auditing (IIA / CIIA, CISA) or Accounting Qualification. May be Part Qualified
- Demonstrable experience required in assurance delivery and supervision, including experience of completing transformation/change reviews
- Technology/application (ITGC) Technical Knowledge. Auditing data experience is advantageous
- Extensive partner management experience
- Experience in a fast-paced international organisation would be advantageous
- Good communication, writing and teamwork skills
- Continuous improvement attitude
What the job involves
- Supports the delivery of the Internal Audit plan by taking ownership for delivering components of audit engagements in line with internal audit methodology, thereby supporting the overall success of the Internal Audit Function
- Independently identify the technology risk and key controls, complete audit testing, deliver work paper, write the first draft issue for your section to time and quality meeting all methodology requirements. Proactively chip in to scoping of reviews
- Support the Audit Lead on any changes or risks that you have identified in the areas that you are responsible with recommendations for changes to audit plan for both the quarterly refresh and the annual plan (inclusions and exclusions) with drivers
- Conducts the planning of individual audit engagements, including the identification of key risks and controls to be audited and procedures to be performed
- Owns testing, analysis and documentation of key and more sophisticated business processes, risk, and controls including project managing individuals allocated to support delivery of given components of a wider / more sophisticated audit project
- Defines processes without precedent and performs specific but more sophisticated audit procedures as required to complete the audit engagement
- Ensures any colleagues workings on aligned sections of the audit follow the agreed audit procedures
- Validate and communicates results of audit work independently
- Documents the conclusions from audit work performed
- Confirms the factual accuracy of audit conclusions reached with partners
- Owns elements of audit engagements as agreed with engagement supervisors (Audit Managers and Senior Audit Managers)
Salary benchmarks
Our take
The London Stock Exchange is one of the world’s oldest stock exchanges, with a history dating back over 300 years. It operates as a part of LSEG (London Stock Exchange Group), one of the world’s leading providers of financial markets infrastructure, as a marketplace to enable stock brokers and traders to buy and sell stocks, bonds, and other securities.
The London Stock Exchange has lived through a stream of innovations; from telegraph and telephone, to the Market Price Display System, automatic trade matching, and the digitisation of issuer services. In 2019 it acquired Refinitiv, a financial information company, and in doing so became a global financial news and data business.
Most recently, the London Stock Exchange has made moves to support the evolution of private markets, and further build its presence in this space. It partnered with Floww, a platform that connects investors with private companies, with aims to launch a private primary capital raising facility, as well as explore new technologies and secondary market options for the platform.
Steph
Company Specialist at Welcome to the Jungle
Insights
21% employee growth in 12 months
Company
Company HQ
City of London, London, UK
Leadership
David Schwimmer
(CEO)Prior to joining LSEG in 2018, David was a Managing Director at Goldman Sachs for over 20 years.
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