Compliance Analyst, Plooto
B2B payments & receivable platform
Job no longer available
B2B payments & receivable platform
101-200 employees
Job no longer available
101-200 employees
Company mission
To build the financial engine to power companies today—and tomorrow.
Role
Who you are
- The ideal candidate has a strong background in financial services compliance and thrives in fast-paced, dynamic environments
- The ideal candidate brings experience in financial crime compliance and is comfortable working within regulatory frameworks such as FINTRAC (Canada), FinCEN (U.S. ), and other relevant authorities
- 2+ years of experience in a compliance role within the financial services and payment industry; CAMS certification preferred
- Strong understanding of AML regulations, customer due diligence, and risk assessment practices
- High attention to detail and strong organizational skills; able to handle sensitive data with accuracy and confidentiality
- Experience working with compliance platforms and tools
- Ability to manage multiple tasks and deadlines in a high-volume environment
- Excellent communication and collaboration skills with the ability to work effectively across teams
What the job involves
- We are looking for a detail-oriented and analytical Compliance Operations Analyst to support our compliance initiatives on a temporary basis, with the role expected to conclude by the end of 2025
- This position will primarily focus on periodic customer and business due diligence reviews, ensuring our customer records remain up to date and fully compliant with regulatory requirements
- This role is Temporary through the end of 2025
- Conduct comprehensive periodic customer and business due diligence, ensuring all customer information is accurate, complete, and up to date in accordance with internal policies and regulatory expectations
- Identify missing or outdated documentation and coordinate with internal teams or customers to obtain required information
- Analyze customer profiles and activity to assess risk levels and flag potential issues or inconsistencies
- Maintain thorough documentation of reviews, findings, and actions taken in compliance systems
- Stay current on changes in regulatory requirements related to customer due diligence and incorporate updates into review processes
- Collaborate with cross-functional teams including onboarding, risk, and support to ensure smooth and compliant customer lifecycle management
Our take
Plooto was formed to solve a really big problem - that the majority of all businesses fail due to poor management of finances and cashflow. Traditional solutions for small businesses are expensive or faulty, leaving many owners to rely on consumer products or send checks.
Plooto offers cash flow management tools that enable businesses to automate accounts payable and receivable functions under a single platform. To find a solution that does both is rare, which is why the company has garnered both interest and investment since founding.
The company's success will likely rely on its ability to address the challenges of as many entities as possible, which is has continued to invest in further customizing its product. So long as it can answer the evolving needs of the space, we predict a bright future for Plooto.
Freddie
Company Specialist at Welcome to the Jungle
Insights
48% employee growth in 12 months
Company
Funding (last 2 of 3 rounds)
Dec 2022
$20m
SERIES B
Apr 2021
$5.9m
SERIES A
Total funding: $29m
Company benefits
- Health & dental plans - Includes 100% coverage of prescriptions and $2,000 for paramedical care (like massage therapists, and chiropractors)
- Mindfulness apps - Full subscriptions to meditation apps (including Calm, Headspace, and 10% Happier)
- Work/life balance - Flexible work-from-home policies, generous general leave options, and a home office stipend
- Team building - Regular social events, including catered lunches, live and virtual coffee chats, and after-work socials
- Career building - Opportunities for training and professional development, plus access to industry events in the Toronto tech community
Company HQ
CityPlace, Toronto, ON
Leadership
Serguei Kloubkov
(Founder & Co-CEO)Earned their stripes as a developer at DataLink before starting Vast, a successful Casual Games company where they single handedly wrote the entire game engine for Hard Hitting Hockey.
John McLane
(CEO)Has over 20 years of experience in enterprise software spanning private equity, finance, strategy and operation.
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