Technology Risk Manager, Capital.com
1.5 Line of Defense
Salary not provided
AWS
Docker
Python
C#
Java
Linux
C++
Hadoop
VBA
Azure
HBase
MapReduce
Windows
Snowflake
Oracle
Senior and Expert level
London
Trading platform & app
Be an early applicant
Trading platform & app
501-1000 employees
FintechB2CTradingMobile
Be an early applicant
Salary not provided
AWS
Docker
Python
C#
Java
Linux
C++
Hadoop
VBA
Azure
HBase
MapReduce
Windows
Snowflake
Oracle
Senior and Expert level
London
501-1000 employees
FintechB2CTradingMobile
Company mission
To make the world of finance more accessible, engaging and useful.
Role
Who you are
- 7-10 years of experience in Technology Risk, Technology Audit, Application Security, Software/Infrastructure Engineering, or related fields
- Experienced in regulatory technology related examinations
- Proven ability to perform test of controls (design and operating effectiveness) e.g. Cloud, SDLC, AI/ML, Change Management, Identity and Access Management, Third Party, Encryption, Configuration Management, Patching, Network Security, Incident Response, Capacity and Resiliency
- Knowledge with technology application and infrastructure components such as Servers, Storage, Networking, Application Development, SDLC, End User Platforms, Digital Workflow, Artificial Intelligence & Machine Learning, Cloud technologies, Data Engineering, Mobile/Web, and Database Management systems
- Ability to review code (Java, C#, C++, Python, VBA macros etc.)
- Systems development/SDLC tools and processes (SVN/CVS, build, software testing, configuration, and deployment)
- Cloud computing (Private, AWS, Google, Azure, Docker)
- Linux and Windows operating systems: security, configuration, and management
- Database design, setup, and administration (DBA) experience with Sybase, Oracle, or UDB
- Big data systems: Hadoop, Snowflake, NoSQL, HBase, HDFS, MapReduce
- Web and Mobile technologies, digital workflow tools, Site reliability engineering and runtime operational tools (agent-based technologies) and processes (capacity, change and incident management, job/batch management)
- Email, messaging, and collaboration systems (Office 365, Exchange, SharePoint, instant messaging)
- Strong understanding of technology control frameworks and industry guidance such as COBIT , NIST , ISO27001, and FFIEC
- Professional certifications such as CRISC, CISA, CISM, CISSP , CCSP , and AWS Certified Solutions Architect
- Experience in managing regulatory exams and relationships with examiners and auditors
- Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organisation; to influence and lead people across cultures at a senior level
- Excellent analytical and problem-solving skills, inquisitive nature and comfort challenging current practices
- Proven track record of taking ideas forward without supervision and challenging others, where appropriate
- Adapt at developing relationships with senior business executives with a reputation for partnering across organisation lines to mitigate risks
- Highly disciplined, able to work with limited supervision and make independent decisions
- Strong organisational, project management, and multi-tasking skills with demonstrated ability to manage expectations and deliver results
- High level of professionalism, self-motivation, and sense of urgency
- BA or BS College Degree in Engineering, Computer Science, and Risk Management
What the job involves
- We are looking for a dedicated individual to join our team at Capital.com as Technology Risk Manager!
- Assess the governance of risk management practices pertaining to the risk and controls of the technology assets and systems, adherence to policies, standards, and procedures
- Evaluate the scope and potential impacts of proposed changes to technology systems, including software upgrades, infrastructure updates, and new application deployments
- Conduct regular risk assessments for tech-specific areas like cybersecurity, cloud infrastructure, data management, software development, and incident response
- Evaluate new technologies, third-party vendors, and digital transformation initiatives for potential risks and develop risk assessments for each
- Developing Mitigation Plans for identified risks, work with technical and business teams to develop mitigation strategies that minimise the risk’s impact. This may include rollback plans, backups, or system redundancies
- Coordination and key participation in the development of the evolving risk position of new technology and third-party software. For each of the technology areas in focus, this individual will be charged with escalating and tracking the individual risk items
- Work with appropriate technology areas to identify potentially elevated risk concentrations globally and perform independent assessments of the corresponding inherent risks and mitigating controls. Recommend any adjustments required to meet firm’s policy, regulatory requirements, and industry best practices
- Develop and perform ongoing analysis of operational risk loss, near miss and external events to inform RCSA results, technology assessments and scenario analysis
- Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create lasting solutions for minimising losses from failed internal processes, inadequate controls, and emerging risks
- Ensure adherence to FinT ech-specific regulatory standards, such as data protection, cybersecurity, and financial stability requirements
- Work closely with compliance teams to interpret regulatory changes, assess their impact on technology risk, and adjust risk policies accordingly
- Prepare and submit technology risk reports and findings for regulatory examinations and internal audits
- Actively participate in technology incident response planning, helping to develop protocols for quick and effective resolution
- Lead post-incident reviews to identify root causes, assess control failures, and work with teams to implement preventive measures
- Facilitate lessons-learned sessions after incidents to improve future incident handling and risk mitigation strategies
- Working with colleagues in the Risk division, as well as technology, business and other control functions. With the expectation to contribute to the oversight of technology failure risks
- Manage identified risks using the firm's Risk Management Framework and underlying procedures
- Conduct line of business-oriented risk assessment based on application, infrastructure, and platforms. Participate in key governance, steering groups and control forums
- This role requires an energetic self-starter that can liaise with Engineering teams and business both regionally and globally. Experience and knowledge in working for a regulated fintech technology business
Salary benchmarks
Our take
Historically, the wealth-building opportunities afforded by investment have been reserved for those who already have money to spare, but Capital.com is working to change this. The company supplies a trading platform for everyday people to access trading opportunities and training resources, harnessing the power of technology to do so.
Founded in 2016, Capital.com is now a global company, boasting year-on-year growth since it was launched. Its platform gives users access to over 3,700 markets for investing directly in global stocks and ETFs, or trade derivatives across the world. Focused on removing the barriers of entry for trading, the company supplies 24/7 customer service, on top of learning tools such as rolling news feeds, access to a demo account, and a YouTube channel.
Capital.com is one of Europe’s fastest-growing investment-trading platforms and aims to continue its expansion whilst solidifying current operations. With an active and growing user base, that continued to grow despite a downturn in the market in 2022, the company is poised to maintain its successes into the future.
Steph
Company Specialist at Welcome to the Jungle
Insights
Few candidates hear
back within 2 weeks
-3% employee growth in 12 months
Company
Funding (1 round)
Jul 2017
$25m
SERIES A
Total funding: $25m
Company benefits
- Private health insurance
- Virtual GP
- Hybrid working
- Option to work abroad (up to 30 days a year)
- Local gym discounts
- Enhanced pension
- Volunteering days
- Hybrid working
- New office in Westminster, London
- Subsidised eye care
- Bereavement support
- Enhanced family leave
- Season ticket loan and cycle to work scheme
Company values
- Care: Building strong relationships is at the core of what we do. We want those who value others
- Be Clear: Whether it’s interacting with clients or colleagues, being able to get your message across clearly is essential
- Be Bold: Making a new product means venturing into the unknown. We need those who can take risks, make assertive decisions, and solve problems
- Explore And Discover: Change requires new ideas, and we want those who enjoy experimenting and learning about new things
- Move Fast: We like to move quickly, and managing time effectively is key to getting work done
- Focus On Outcomes: We focus on the final result, celebrating successes, and learning from failures
Company HQ
Ιστορικό Κέντρο, Λεμεσός, Λεμεσός
Articles
Leadership
Viktor Prokopenya
(Founder)Also founded Currency.com, VP Capital, exp(capital, and Viaden Media, where they were CEO.
Share this job
View 30 more jobs at Capital.com