Compliance Analyst, NYMBUS
$60-70k
+ Annual Cash Bonus and Equity Options
Digital banking technology solutions
Be an early applicant
Digital banking technology solutions
201-500 employees
Be an early applicant
$60-70k
+ Annual Cash Bonus and Equity Options
201-500 employees
Company mission
To provide the access, experience, and value needed to enable great financial services for all.
Role
Who you are
- Some college, with preference for Business, Accounting, or Finance-Related concentrations preferred
- 3+ years of experience in Internal Audit, Compliance, or Risk roles
- Audit or Compliance certification preferred
- Past experience working with financial institutions preferred
- Strong knowledge of federal regulatory requirements
- Strong verbal and written communication skills
- Effective public presentation skills
- Diligent Time Management and analytical skills
- Process and detail oriented
- While performing the duties of this job, the employee is frequently required to sit; use hands to finger, handle, or feel; and occasionally required to stand and walk
- The employee must occasionally lift and/or move up to 10 pounds. Specific vision abilities required by this job include close vision, distance vision and ability to adjust focus
What the job involves
- The Compliance Analyst is responsible for supporting Nymbus’ Director of Compliance with the ongoing development, review, and execution of its operational compliance function
- This analyst will be accountable for projects, reviews and activities that facilitate compliance with federal, state, and local laws and regulations applicable to Nymbus’ digital banking clients
- They will help assist the Director of Compliance in identifying gaps and executing solutions using a risk-focused lens, and work to improve internal processes and procedures as they relate to compliance
- Nymbus will look to this Analyst for the active identification, response and escalation to the Director of Compliance of compliance risks found during reviews, regulatory change management and monitoring as appropriate
- This role will give someone the opportunity to help influence policies and procedures to maximize profit potential and minimize regulatory exposure
- This analyst will have the ability to work cross functionally and foster relationships between the lines of business and the lines of defense to create a collaborative environment for their team
- Assist the Director of Compliance in maintaining compliance-related programs for operating line of business functions, including but not limited to compliance monitoring, internal control testing and preparation of written reports (compliance review reports, quarterly/monthly client updates, etc)
- Perform compliance reviews based on predetermined compliance review schedule (and as needed) and report results to the Director of Compliance for further escalation
- Assist in monitoring the implementation of corrective actions to address compliance-related issues revealed during compliance reviews, monitoring activities, internal audits, and independent audits or third-party service provider examinations
- Provide regular updates to the Director of Compliance
- Assist in the review of marketing and advertising, annual review of departmental policies and procedures, and response to complaints as assigned
- Responsible for monthly complaint and service issue reporting and trend analysis for digital clients
- Monitor regulatory change through internal systems, governmental and regulatory guidance, etc
- And suggest enhancements to internal procedures in order to comply with new regulations or changes to existing regulations
- Partner with cross-functional teams and the Director of Compliance to develop content and help execute training programs for regulatory issues and continued embedded compliance focused training
- Work cross functionally to help manage and monitor compliance related issues and action item requests made through internal and external avenues
- Help support new product development, and act as a supplemental resource for regulatory compliance requirements
- Works with product owners to implement enhancements to product offerings as directed by the Director of Compliance as well as executive leadership
- Maintains a strong knowledge of laws, regulations, and regulatory guidance related to the banking products and services offered by Nymbus on behalf of client financial institutions and fintech partners
- Gather evidence and provide summaries of response for client audit requests as well as annual third-party audits for the company
- Perform Third-Party Risk Management related tasks as assigned by the Director of Compliance
- Perform all other related duties as required or assigned
Our take
Nymbus is a leading provider of banking technology solutions that enables banks and credit unions of any size to achieve digital innovation and growth. The company’s financial solutions ensure its clients can quickly launch full-service digital banks, and/or convert existing banks/credit unions to the Nymbus ecosystem, while safely deploying a range of risk-free solutions at scale.
By enabling its users to optimize their digital growth strategies, Nymbus has solidified its position as a highly attractive alternative to legacy business models as it opens the door to capturing a new niche of customer segments that would be otherwise unobtainable. Looking forward, the company's 2024 round of funding will be implemented to achieve sustainable growth. It's set to break into new markets and further expand its suite of banking tech applications and operational resources.
Steph
Company Specialist at Welcome to the Jungle
Insights
4% employee growth in 12 months
Company
Funding (last 2 of 6 rounds)
May 2023
$70m
SERIES D
Aug 2021
$3m
LATE VC
Total funding: $178m
Company benefits
- Employer Paid Medical and Dental Insurance
- Healthcare and Dependant Care Flexible Spending Accounts
- Nymbus Awards and Recognition
- Retirement Plan Services / 401(k)
- Parental and Disability Leaves
- Time Off and Company Holidays
- Flexibility of being Fully Remote
- Collaborative Environment
Company HQ
Downtown, Jacksonville, FL
Leadership
Jeffery Kendall
(Chairman & CEO, not founder)Current Member of the Forbes Finance Council and YPO. Former Executive VP of North American Sales at Temenos.
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