Junior Regulatory Reporting Analyst, CMC Markets
12 Month Fixed Term Contract
Online trading platform
Job no longer available
Online trading platform
1001+ employees
Job no longer available
1001+ employees
Company mission
To use the latest tech and tools to give our customers the very best trading experience.
Role
Who you are
- CMC Markets is hiring a Junior Regulatory Analyst to join the Regulatory Operations Team. This role would suit someone who is a natural problem-solver and analytical thinker with a keen interest in non-financial regulatory reporting
- Prior experience in MiFID and EMIR trade and transaction reporting beneficial but not required
- Familiarity with basic financial instruments and products
- Enthusiasm and eagerness to learn and develop knowledge in regulatory reporting environment
- Awareness of regulatory change and project management is beneficial but not required
- Strong skills in Excel and data wrangling
- Comfortable handling and analysing large data sets
- Strong communication skills, both written and spoken
What the job involves
- As the Junior Regulatory Reporting Analyst you will support the Regulatory Operations department in its oversight of non-financial regulatory reporting for MiFID, EMIR, ASIC, MAS and Canada trade and transaction reporting and any future non-financial regulatory regimes that CMC Markets may become eligible in
- You will also be tasked with the responsible of running periodic accuracy and completeness checks, producing monthly reporting management information, assisting in preparing quarterly committee meeting pack and ad-hoc testing of reporting for new business requirements
- A varied and dynamic role requiring regular communication with the Business Operations team, the Business Intelligence Team, the Compliance team and the Development teams
- The role will require the individual to continually review manual processes associated with the Reg Ops function and look for ways to increase automation and efficiency
- Monitor daily reporting for MiFID, EMIR, ASIC, MAS and Canada trade and transaction reporting
- Ensure day to day issues and incidents are escalated in a timely, efficient and effective way to ensure CMC is meeting its T+1 reporting obligations
- Perform periodic accuracy and completeness checks on CMCs trade and transaction reporting for all regimes
- Produce monthly management information to be presented to Operations Management and Risk Committee
- Assist in preparing quarterly Regulatory Reporting Committee meeting documentation pack
- Perform ad-hoc testing of trade and transaction reporting for new business requirements
- Liaise with third party trade and transaction reporting service providers where required
- Assist Regulatory Reporting Manager to outline technical and business requirements relating to CMC’s regulatory reporting programme
- Grow knowledge of CMC’s systems and data to best understand the end to end reporting cycle
- Assist with regulatory reporting projects associated with CMCs business strategy and industry wide regulation changes requirements
- Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training
- Take all reasonable steps to ensure appropriate confidentiality
- Undertake such other duties, training and/or hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this role
- When dealing with all customers, clients or colleagues ensure that we provide a clear, fair and consistent high-quality service that presents a professional and positive image of CMC Markets
Salary benchmarks
Our take
CMC Markets is a global provider of online retail financial services. The company enables users to trade financial instruments through its award-winning next-generation trading platform, allowing them to access various tools such as technical analysis, price projection, and forums.
CMC Markets stands out through its business model - the company focusses on client service to maintain a high retention rate. The market confirms the success of its strategy, with a large percentage of its revenue generated by clients who have been with the company for more than 2 years. The company is also highly rated for its client satisfaction, and sets out to educate its audience through webinars, events, and online courses.
CMC Markets' focus appears to be on continuing to invest in new technologies and customer service, in order to support its expanding client base. For example the launch of the “Plus Plan” account for its stock trading platform, CMC Invest, means investors can open ISAs through CMC, adding more flexibility for users to make choices for their own investment journey.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
20% employee growth in 12 months
Company
Company benefits
- Pension: 9% = 5% company contribution and 4% self-contribution -CMC Markets will match up to 7%
- Life Assurance: 4 x salary
- Health Insurance provided through Vitality
- Income Protection
- Holiday: 25 days - per calendar year + additional day off for your birthday
- Breakfast provided for office days
- Discretionary Bonus
Company HQ
City of London, London, UK
Leadership
Lord Peter Cruddas
(CEO)Previously worked in the foreign currency trading department of various banks, including the Bank of Iran and Marine Midland.
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