Senior Analyst, Interactive Brokers

• Required experience includes working for an exchange, broker-dealer, FCM, or similar organization, with demonstrated expertise in auditing AML programs and compliance frameworks
• Experience in internal audit, testing, legal, accounting, or other control functions within a financial services firm or regulator is highly desirable. This includes:
• AML program assessment and testing
• CDD and EDD program evaluation
• KYC program auditing
• Transaction monitoring, system testing, or audit
• Candidates should demonstrate:
• Ability to assess AML control effectiveness, identify gaps, and recommend remedial measures
• Familiarity with current and emerging trends in AML, trade, and sanctions
• Understanding of risks associated with digital assets and complex ownership structures
• Minimum of three years conducting AML compliance audits or EDD reviews of complex organizations
• Bachelor’s degree or higher preferred. Relevant fields include accounting, criminal justice, finance, law, or similar disciplines, with strong analytical and quantitative skills
• Focused, adaptable, and collaborative, with strong time management and issue-spotting skills
• Excellent oral and written communication skills
• Detail-oriented
• Able to work independently and in small teams, and to multitask with minimal supervision
• Proficient in Excel, Word, and PowerPoint
• Comfortable with new technologies
• ACAMS certification
• Self-motivated and able to work with minimal supervision
• Skilled in analytical thinking and problem-solving
• An excellent communicator, both verbally and in writing, with strong collaboration skills
• Highly organized, with strong time management abilities

Desirable

• Interactive Brokers is seeking a Senior Analyst – Compliance for its Chicago, IL office
• This position offers strong growth potential for highly motivated and high-performing individuals
• The Senior Analyst will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, counter-terrorist financing regulations, sanctions programs, and applicable AML and securities laws
• Review and analyze correspondent clients’ AML programs, KYC profiles, and transactions in accordance with established procedures and IBKR policy
• Draft comprehensive risk assessments for correspondent clients
• Collaborate with internal stakeholders to complete reviews and improve client efficiency
• Maintain accurate tracking of assignments and documentation requests to meet deadlines
• Escalate and investigate issues identified during reviews
• Contribute to process improvements and identify areas for operational efficiency
• Assist in drafting, training, and maintaining procedures and related documentation
• Serve as a subject matter expert for CAFFI (Correspondent Account for Foreign Financial Institution) reviews