Compliance Internship, DriveWealth
Summer 2025
Pay Range: $35—$35 USD
More information about location
Office located in Financial District, NY
Cloud-based, API-driven brokerage infrastructure
Be an early applicant
Cloud-based, API-driven brokerage infrastructure
201-500 employees
Be an early applicant
Pay Range: $35—$35 USD
More information about location
Office located in Financial District, NY
201-500 employees
Company mission
To make investing accessible to anyone, anywhere.
Role
Who you are
- Strong writing and analytical experience
- Baseline understanding of the brokerage industry, trading platforms and SaaS for B2B
- Drive to learn, dig deep, and resourcefulness
- Undeterred by obstacles with the ability to problem solve, pivot, and refocus
- Effective communicator who takes the initiative to engage and collaborate with others
- Currently pursuing a Bachelors, Masters, or MBA degree with a graduation date between December 2025 and June 2027
- Be available full-time and in-person for 40 hours per week
- Must be available from Monday, June 2, 2025 to Friday, August 15, 2025
What the job involves
- DriveWealth is seeking a Summer Intern to join our compliance team
- In this role, you will help the compliance team deliver new capabilities and controls
- Ummer Intern to join our compliance team. In this role, you will help the compliance team deliver new capabilities and controls. This will be a hands-on role responsible for projects with clear objectives and outcomes achievable within the ~10-week program
- The individual will actively work alongside other members of the Compliance team, engage cross-functional partners, conduct regular reviews of their work, and participate in real business decisions
- We have identified a handful of potential assignments to best match the candidate with work that aligns with their experience, study area, and professional aspirations
- Potential assignments could include:
- Owning a project on improving a compliance and AML (anti-money laundering) process
- Developing internal documentation on how to accomplish critical compliance tasks and reviews best
- Research new SEC or FINRA rule proposals for impact on our business and compliance requirements
- Engage with the regulatory technology team, utilizing their technical skills to support trade data analysis and surveillance development
- Please note: this role is expected to come into our office on a cadence set by the Hiring Manager/Team
Application process
- The deadline to apply is Friday, December 6, 2024
Our take
Robo-advisory products and fractional share trading have expanded the investment industry's reach, attracting a broader audience than ever before. This shift has necessitated a redesign of the fintech industry's infrastructure to support the growing demand for accessible and efficient investment options.
DriveWealth plays a pivotal role in this transformation by developing APIs that serve over 100 global fintechs, challenger banks, and digital wallets. Its infrastructure enables seamless robo-advisory services and fractional share trading, giving retail investors access to the US markets and offering innovative stock reward programs. Among its partners are notable companies like Revolut, MoneyLion, and Hemista.
As the company continues to grow, it remains focused on scaling its business by enhancing its technology stack, pursuing strategic acquisitions, and expanding its team. And is well on its way to its ultimate goal of providing tools that empower companies to create investment products that are both accessible and convenient for everyone.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
Some candidates hear
back within 2 weeks
-9% employee growth in 12 months
Company
Funding (last 2 of 5 rounds)
Aug 2021
$450m
SERIES D
Oct 2020
$56.7m
SERIES C
Total funding: $552.8m
Company benefits
- Health & wellness packages: We’ve built our benefits offering as a holistic package. We provide multiple health insurance carrier options and plans (medical, dental, vision) with access to HSA and/or FSA tax savings tools. We also provide income protection including life insurance, AD&D, short- and long-term disability, as well as extended coverage resources such as fertility benefits and mental wellness resources
- Vacation & time off: To build a successful organization, employees need time away to rest and recharge, so we provide paid time off including paid holidays and unlimited vacation time. We also strongly believe in work-life balance and, therefore, offer fully remote and hybrid work positions based on role requirements
- Professional developmnet: We believe one of the greatest contributions we can make is investing in our employees’ professional development. Therefore, we offer financial support toward continuing education courses, academic coursework, professional conferences, earning professional certifications, and membership fees to professional organizations
Company HQ
Colgate Center, Jersey City, NJ
Articles
Leadership
Robert S. Cortright
(Founder)Co-founded FX Solutions (acquired by Francisco Partners) in 2001 and served as CEo for 9 years. They also co-founded En-to-End Technology Projects in 2008.
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