Compliance Manager, Okcoin

• 3+ years experience in conducting AML related account activity analysis, due-diligence, and investigations in a financial services institution
• Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines
• Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units
• Should be a self-starter, organized, detail oriented, and results driven
• Excellent command of spoken and written English is required
• The successful candidate will have prior AML transaction monitoring and investigations experience in the financial services, FinTech or cryptocurrency industries

Desirable

• The Compliance function at Okcoin is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk
• You will help detect unusual activity, suspicious/illegal behaviors and patterns, as well as assist in projects focused on preventing and detecting financial crimes
• As part of the AML Investigations team, you’ll be be responsible for conducting a variety of tasks such as investigations, conducting enhanced due diligence, preparing narrative information for SAR filings, and participating in ad-hoc projects as needed. You will utilize internal and external investigative resources and apply logical research techniques
• Lead and manage a small team of AML investigators, providing guidance, mentorship, and support to ensure high-quality performance
• Conduct thorough and constructive secondary reviews of the investigators' work to ensure accuracy, adherence to policies, and regulatory compliance
• Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning
• Serve as a point of escalation for complex cases, providing expert guidance and making decisions to resolve issues effectively
• Monitor team performance metrics and implement improvement strategies as needed to achieve operational goals
• Work with other team leads and AML managers to streamline processes and enhance the effectiveness of the AML investigation team