Regulatory & Compliance Intern, iCapital
Pay Rate: $41.00/hour
More information about location
5 days a week in office
Fintech platform for alternative investments
Be an early applicant
Fintech platform for alternative investments
1001+ employees
Be an early applicant
Pay Rate: $41.00/hour
More information about location
5 days a week in office
1001+ employees
Company mission
To power the world’s alternative investment marketplace.
Role
Who you are
- Highly inquisitive, collaborative, and a creative problem solver
- Possess foundational knowledge of and/or genuine interest in the financial markets
- Able to thrive in a fast-paced environment
- Able to adapt to new responsibilities and manage competing priorities
- Technologically proficient in Microsoft Office (Excel, PowerPoint)
- Strong verbal and written communication skills
- A rising junior or senior in a U.S. college/university bachelor’s degree program
- Committed to working five days a week in the New York City office for the entire duration of the internship
- Authorized to work in the United States
What the job involves
- The ideal candidate will be part of the Regulatory and Compliance department, rotating across various teams that are dedicated to ensuring iCapital's adherence to regulatory requirements and compliance standards, thereby safeguarding the integrity of the business
- Coordinate projects such as new hire training programs and training deck revisions
- Act as Code of Ethics software liaison to ensure brokerage feeds operate correctly, restricted trading lists are properly managed, and other key compliance checks and balances are maintained
- Conduct forensic compliance testing on Code of Ethics, gift and entertainment reporting, and related practices
- Work closely with the Compliance team to assist with any other Compliance related functions and ad hoc projects
- Key features of our summer internship:
- Become a key member of the iCapital team, driving initiatives, contributing to projects, and potentially jumpstart your career with us after graduation
- Immerse yourself in an inclusive company culture where we create a sense of belonging for everyone
- Gain exclusive access to the AltsEdge Certificate Program, our award-winning alternative investments education curriculum for wealth managers
- Attend recurring iLearn seminars and platform demos where you will learn the latest about our products
- Participate in an intern team project, culminating in an end-of-summer presentation to a panel of senior executives
- Join senior executive speaker seminars that provide career development, guidance, and access to the leaders at iCapital
Our take
Alternative investing can yield huge profits, but it can often be inaccessible, even to enterprises. iCapital solves this problem by guiding large-scale businesses through the alternative investing process.
Since launching in 2013, iCapital has provided enterprises with an investing marketplace. Its focus has been on banking, wealth management, and asset management companies, and iCapital now serves clients such as JP Morgan, Evercore, and Rockefeller. As of February 2023, the company services over $153 billion in global client assets, clear evidence of industry confidence in the company.
iCapital's impact on the financial world is undeniable, forging strong and profitable partnerships with leading institutions like Morgan Stanley. With a proven track record and a rapidly growing platform, iCapital is poised for significant further expansion in the years to come.
Steph
Company Specialist at Welcome to the Jungle
Insights
Few candidates hear
back within 2 weeks
42% employee growth in 12 months
Company
Funding (last 2 of 8 rounds)
Dec 2021
$50m
LATE VC
Jul 2021
$440m
GROWTH EQUITY VC
Total funding: $680.6m
Company HQ
Murray Hill, New York, NY
Articles
Leadership
Lawrence Calcano
(CEO)Previously worked as Director of Capitol Acquisition Corp., and served as Director of Vibrant Emotional Health for 10 years.
Salary benchmarks
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Diversity, Equity & Inclusion at iCapital
- We consider applicants of all backgrounds. If you are excited about what we’re building but don't meet some of the criteria above, please don’t let that discourage you from applying
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