Senior Compliance Officer, Deutsche Bank

• Bachelor’s degree required, preferably in Finance, Business, or Accounting; JD or MBA strongly preferred
• Proven experience providing compliance, legal, or regulatory advisory support within financial services, including lending, relationship management, or investment management businesses
• Demonstrated ability to apply sound judgment to complex regulatory issues, supported by strong analytical and problem‑solving skills
• Experience supporting regulatory examinations, compliance risk assessments, and targeted reviews within a highly regulated environment
• Strong written and verbal communication skills, with the ability to influence senior stakeholders and clearly articulate regulatory expectations

Desirable

• You will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank’s lending activities
• In addition, your responsibilities will involve providing Compliance support, including advising and providing guidance to other Private Bank areas of business of a sophisticated full-service broker/dealer and banking business
• You should understand key banking and broker-dealer regulations, including the relevant current and proposed industry and regulatory developments
• The role will also involve assisting with Compliance projects and ad-hoc requests to further strengthen the Bank's compliance programs
• You will serve as a senior compliance advisor to Private Bank Lending businesses, providing independent oversight, effective check and challenge, and informed judgment on applicable laws, regulations, firm policies, and procedures
• You will interpret and assess the impact of evolving state and federal regulatory requirements, partnering with Business Risk to support regulatory change initiatives and ensure timely, effective implementation
• You will review and challenge new products, marketing materials, and client communications to ensure regulatory compliance and adherence to firm standards
• You will lead compliance risk assessments, targeted reviews, and ongoing surveillance of business activities, identifying emerging risks and driving remediation with stakeholders
• You will support regulatory examinations and inquiries, including coordinating responses, managing documentation, and engaging with regulators as appropriate
• You will oversee compliance reporting, training content, and execution of strategic compliance initiatives and projects, ensuring consistency, quality, and timely delivery
• You will act as a trusted partner to senior Private Bank business leaders, influencing decision‑making and reinforcing a strong culture of compliance and risk awareness
• You will provide leadership across control functions by working closely with Legal, Audit, Divisional Control, and supervisory teams to ensure comprehensive and consistent compliance coverage
• You will represent the compliance function in regulatory engagements, examinations, and senior‑level discussions, delivering clear, risk‑based perspectives