Financial Crime & Compliance Analyst, eToro
Office located in Canary Wharf, London
Social trading & investment network
Job no longer available
Social trading & investment network
1001+ employees
Job no longer available
Office located in Canary Wharf, London
1001+ employees
Company mission
To open the world's markets to everyone - everywhere.
Role
Who you are
- AML/Financial Crime qualifications are advantageous
- Minimum 3 years’ of experience in Regulatory Compliance, Financial Crime, or AML within a 2LoD function
- Proven experience with Consumer Duty, complaints handling, and FCA regulatory compliance, including CASS, Visa/Mastercard schemes, and EMI payment compliance/reporting
- Strong background in financial crime risk management, including fraud (APP scams, card fraud), AML transaction monitoring, sanctions screening, and CDD/EDD/KYC
- In-depth knowledge of EMI, PSP, and card issuing operations
- Recognised subject matter expert in Electronic Money Regulations, Payment Services Regulations, Money Laundering Regulations, and PSD2
- Strong interpersonal and communication skills, with the ability to engage effectively across global teams and stakeholders in both 1LoD and 2LoD
- Resilient and adaptable, with the ability to perform under pressure in a dynamic and evolving regulatory landscape
- Educated to degree level or equivalent
What the job involves
- We are constantly growing and are excited to share that we are looking for a Financial Crime and Regulatory Compliance Analyst, eToro Money UK team!
- Reporting to the MLRO and supporting the Head of Compliance
- Responding to 1LoD escalations involving high-risk and monitored customers, including PEPs/RCAs, sanctioned individuals, and subjects with adverse media
- Providing timely reports to the MLRO regarding identified risk issues and control gaps
- Advising the business on financial crime matters, including guidance on account opening and closure for both retail and corporate clients, as well as other complex or grey-area cases
- Supporting investigations into cryptocurrency and FX transactions, SAR submissions, and responses to law enforcement requests
- Contributing to the governance framework of the Financial Crime team by assisting in the drafting of policies and procedures aligned with regulatory requirements, and helping the 1LoD effectively implement them
- Performing 2LoD quality assurance reviews across financial crime controls and supporting the execution of the compliance monitoring plan
- Conducting horizon scanning and intelligence reporting on local and global financial crime trends, risks, and events
- Designing and delivering training materials and sessions covering a broad range of financial crime typologies and associated control measures
- Supporting financial crime-related projects and system integrations, collaborating with internal stakeholders, external partners, and product managers
- Leading risk assessments and periodic reviews of system configurations and parameter settings
- Undertaking other ad hoc tasks or projects, such as supporting APP/PSR initiatives and contributing to REP017 regulatory reporting
- Execution of the regulatory compliance monitoring programme
- Horizon scanning
- Involvement in the drafting and ongoing maintenance of robust policies and procedures across the regulatory compliance domain
- The submission of ad hoc & routine reporting to the FCA, including formal notifications (where required)
- The review and approval of financial promotions / marketing campaigns
- Giving general compliance support
- Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis
- Responding to Financial Ombudsman Service cases
- Ensuring that the Firm maintains accurate, detailed and up to date records across all areas of the Firm’s business
Salary benchmarks
Our take
Investing used to be accessible only to financial experts, but due to advancements in open banking and fintech software development, the average person can now invest from their smartphone. However, this also makes users vulnerable to the high-risk nature of investing, resulting in a demand for easy-to-understand investment education.
eToro provides a social trading and investment platform, facilitating investment in the stock market, ETFs and index funds, cryptocurrencies and NFTs through a mobile application. In addition to providing these features, the platform also features a community-focused investment discussion board, a robo-adviser tool called CopyTrader, as well as investment education resources.
Whilst it is undeniable that the investment platform market has become highly saturated in the last few years, eToro has taken the unique angle of combining its trading platform with tools and resources that help to educate its users. Through this approach, the company aims to increase accessibility to smart investment strategies, whilst reducing the risk associated with investing as a non-expert.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
-5% employee growth in 12 months
Company
Funding (last 2 of 10 rounds)
Mar 2023
$250m
GROWTH EQUITY VC
Apr 2018
$50m
SERIES E
Total funding: $462.9m
Company HQ
Canary Wharf, London, UK
Leadership
Yoni Assia
(Co-Founder & CEO)Yoni has been a Board Member at Meitav Dash since 2013. Previously, they co-founded WiTech Communications where he served as the Development Manager for nearly 3 years.
Ronen Assia
(Co-Founder & Executive Director)Since co-founding eToro in 2007, Ronen has held several roles at the company, including VP of Product & Product Marketing and CPO, moving into the role of Executive Director in 2020. He is also a Managing Partner at Team8, a role he has held since 2020.
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