Chief Compliance Officer & CAMLO, Coinbase

• 8+ years experience in compliance, including senior leadership roles
• Direct, first hand knowledge of both Canadian Securities Regulation and Financial Crime Regulation
• Experience in communicating and building strong relationships with Canadian regulators, specifically the OSC, CIRO and FINTRAC
• Experience managing regulatory licence/registration applications
• Experience in developing and administering internal controls and processes, proven track record of partnership and collaboration with remote, global teams
• Ability to independently manage day-to-day aspects of a Compliance Program, including audits and exams
• Ability to work collaboratively with a broad range of business functions, with an emphasis on senior management
• Demonstrated ability to generate and execute strategies across a global organization
• CSI Chief Compliance Officers Qualifying Examination

Desirable

• We are seeking an experienced compliance leader to serve as the Chief Compliance Officer and CAMLO for Coinbase Canada
• The role will manage Compliance in a high growth market for Coinbase and be responsible for the continued development and maintenance of the Canadian compliance program
• The Canada CCO/CAMLO will report to the Head of Compliance Americas
• Lead Compliance efforts with respect to the Coinbase Canada’s ongoing CIRO Investment Dealer application
• Identify relevant regulatory requirements for Coinbase Canada and ensure Coinbase’s ongoing compliance with the same
• Keep ahead of regulatory developments in Canada that could impact Coinbase’s business and deploy necessary changes to maintain compliance in partnership with internal stakeholders
• Provide regular updates to Canada senior management and the Coinbase Canada Board of Directors regarding the Compliance Program and overall regulatory landscape. Ensure appropriate escalation of compliance incidents or material issues to Compliance and business leadership and the Board
• Oversee / manage regulatory notifications, comment letters, and other communications as required. Handle day-to-day regulatory communications
• Oversee execution of Compliance Risk Assessments to ensure the adequacy of systems and controls to ensure that risks are managed effectively
• Ensure that policies are updated to meet changing regulatory and business requirements
• Oversee deployment of relevant Compliance training for local employees
• Ensure timely remediation of all relevant findings identified by third-parties (Internal Audit, regulatory exams), as well as self-identified items
• Partner with Compliance and Product stakeholders to ensure compliance obligations are considered and built as part of new product or expansion initiatives. Ensure appropriate documentation, including updating policies and procedures as needed
• Manage and develop global relationships with key internal stakeholders and senior management in order to promote a consistent approach to the development and execution of an effective and integrated control environment