Compliance Analyst, Interactive Brokers
+ Bonus + Stock
3 days a week in office
Online broker
Be an early applicant
Online broker
1001+ employees
Be an early applicant
+ Bonus + Stock
3 days a week in office
1001+ employees
Company mission
To create technology to provide liquidity on better terms.
Role
Who you are
- Strong analytical and quantitative skills, with the ability to assess large volumes of information and draw meaningful conclusions
- High degree of comfort and fluency with computers and technology, including the ability to navigate complex systems and data tools
- Excellent oral and written communication skills, with the ability to convey complex information clearly and concisely
- Detail-oriented with strong organizational and project management abilities
- Ability to work independently and effectively within a small team environment
- Capable of managing multiple priorities simultaneously with minimal supervision
- 2+ years of work experience in AML investigations or related financial crime roles
- High level of technical proficiency and understanding of how technology supports business and regulatory requirements
- Strong written and verbal communication skills, including experience drafting investigative narratives or similar reports
- Demonstrated ability to stay organized and meet deadlines in a fast-paced, detail-driven environment
- Proven ability to work autonomously and collaboratively, managing multiple tasks with a high degree of accuracy
- ACAMS, CFE, CFCS, Series 7, or other relevant certifications or FINRA licenses are a plus
- Self-motivated and able to handle tasks with minimal supervision
- Superb analytical and problem-solving skills
- Excellent collaboration and communication (Verbal and written) skills
- Outstanding organizational and time management skills
What the job involves
- Conduct thorough investigations and reviews of client accounts and transactions to identify activity potentially linked to money laundering, terrorist financing, or other financial crimes
- Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags
- Prepare clear, well-organized case files and written reports to support findings and decision-making
- Collaborate with internal stakeholders to gather information, escalate concerns, and ensure a coordinated response to risk
- Monitor and document activity following internal procedures, regulatory expectations, and best practices
- Stay current with applicable AML/CFT regulations, emerging financial crime trends, and internal policies
Our take
Interactive Brokers is an automated electronic broker, empowers users to analyse global stock markets, manage portfolios, and explore diverse investment assets. With a history spanning over 45 years, the company has thrived by adapting to evolving digital trading trends. Its comprehensive suite of services includes analytical tools, asset marketplaces, and seamless third-party integration, enhancing portfolio management capabilities.
Boasting over $11.6 billion in equity capital, Interactive Brokers remains at the forefront of industry innovation. The company has embraced the rising popularity of cryptocurrency, offering customers access to crypto trading through a partnership with Paxos Trust Company. This proactive approach reaffirms Interactive Brokers' position as a forward-thinking player in the ever-changing trading landscape.
Recently, Interactive Brokers expanded its trading hours for U.S. Treasury bonds to 22 hours a day, allowing global clients to trade during their local hours and quickly respond to market news. This extension reflects the company's commitment to flexibility and comprehensive service, meeting the diverse needs of clients in over 200 countries and territories.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
8% employee growth in 12 months
Company
Company benefits
- Retirement plan 401(k) with a competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits and company-paid medical healthcare premium
- Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
- Paid time off and a generous parental leave policy
- Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
- Corporate events, including team outings, dinners, volunteer activities and company sports teams
- Education reimbursement and learning opportunities
- Modern offices with multi-monitor setups
Company HQ
Greenwich, CT
Leadership
Thomas Peterffy
(Chairman)Former computer programmer and architectural draftsman. They played a role in developing the first electronic trading platform for securities at the American Stock Exchange.
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