Equity Trading and Markets Lawyer, Galaxy
$180-225k
+ Discretionary bonus + Equity incentives
Investment management firm
Be an early applicant
Investment management firm
1001+ employees
Be an early applicant
$180-225k
+ Discretionary bonus + Equity incentives
1001+ employees
Company mission
To engineer a new economic paradigm.
Role
Who you are
- Juris Doctor (J.D.) from an accredited law school; member in good standing of a relevant U.S. state bar (New York strongly preferred)
- 4+ years of relevant experience at a top law firm, financial institution, or regulator, focusing on equity markets, securities, or capital markets
- Strong understanding of U.S. securities laws and regulations (e.g., Securities Act of 1933, Securities Exchange Act of 1934, Regulation NMS, Regulation ATS, FINRA rules, and exchange/clearing rules)
- Experience negotiating transactional and trading agreements, comfort with financial terms in equity products, and familiarity with derivatives and structured equity products
- Excellent legal and business judgment, strong communication (written and verbal), negotiation, and drafting skills
- Structured, intellectually curious, agile, and able to balance risk with commercial priorities
- Collaborative, with a proven ability to manage cross-functional relationships and work seamlessly with both internal and external stakeholders
What the job involves
- We are looking for an Equity Trading and Markets Lawyer to join our Legal team
- You will be a trusted advisor to our Global Markets division, focusing on legal and regulatory issues impacting equity trading, equity-linked products, and capital markets transactions
- You thrive in fast-paced environments, balance commercial objectives with regulatory obligations, and enjoy working closely with both legal and business stakeholders to solve complex problems
- Advise on legal and regulatory issues relating to equity trading and markets activities, including IPOs, follow-on offerings, private placements, structured products, and secondary market transactions
- Draft, review, and negotiate offering documents, underwriting agreements, master trading agreements, ISDAs, and related disclosure materials
- Ensure compliance with SEC, FINRA, and stock exchange rules; monitor evolving regulatory frameworks including Regulation NMS, Regulation ATS, and SRO rules
- Partner with Compliance, Risk, and Credit teams to identify, assess, and mitigate legal, regulatory, and reputational risks across equity transactions
- Work closely with bankers, traders, issuers, outside counsel, and internal stakeholders to manage transaction flow and execute deals efficiently
- Develop and maintain internal policies and training programs on equity markets regulations and trading compliance
- Monitor changes in U.S. securities laws, exchange rules, and global market structures; provide thought leadership and practical guidance to business units
- Support internal teams in managing regulatory inquiries, audits, enforcement actions, and litigation related to equity market activities
Our take
Galaxy Digital Holdings was founded to bring institutions into the blockchain revolution, envisioning a society where values and ownership flow as freely as information. Galaxy has captured the massive growth in the space over the past few years, offering its clients a range of financial solutions spanning the digital assets ecosystem, operating five synergistic business lines: Trading, Asset Management, Principal Investments, Investment Banking, and Mining.
The company exists within a highly volatile industry but has emerged stronger following the recent crypto reset. While reports claim the company is planning to cut one-fifth of its workforce, Galaxy itself has stated that it is currently focused on considering optimal team structure and strategy.
Recently, Galaxy announced that it has entered into an agreement with Canaccord Genuity Corp. for a bought deal offering, raising gross proceeds of approximately US$100 million. This move is aimed at bolstering the company’s financial position, with proceeds intended for working capital and general corporate purposes.
Freddie
Company Specialist at Welcome to the Jungle
Insights
16% employee growth in 12 months
Company
Funding (1 round)
Feb 2018
$18m
SERIES B
Total funding: $18m
Company benefits
- Equity Exposure for All Employees - Through broad and meaningful equity participation, we desire to have our employees work collaboratively and act as long-term shareholders
- 401(k) Contributions- Galaxy offers a 401(k) retirement savings plan with a 3% employer contribution and access to both Traditional and Roth options (US-only)
- Flexible Time Off and Parental Leave - You decide how many paid vacation and personal days off you want. Paid Parental Leave is available to give new parents the opportunity to care for and bond with their new child
- Full Paid Health Benefits - Company-paid health insurance for employees, partners, and other dependents, effective as of your start date
- Perks at Work - Galaxy provides various crypto education opportunities, a free Peloton membership with insurance, after-hours car service reimbursements, and more
- Employee Assistance Program - Confidential, 24/7 access to mental healthcare with a licensed therapist or psychiatrist. Benefits include 8 free video sessions per person, per year, for employees and any of their dependents age 18+
Company HQ
SoHo, New York, NY
Leadership
Mike Novogratz
(CEO)Previously acted as CIO for Fortress Investment Group and as a Partner of Goldman Sachs.
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