Compliance Analyst, CMC Markets

• Regulatory knowledge and understanding of the financial services industry
• Proven proficiency in Excel and strong analytical capabilities
• Excellent communication skills for effective information exchange with team members and management
• Ability to work well collaboratively with others in a team setting
• Some experience in compliance within a regulatory environment is preferred
• Analytical and enquiring nature, ability to solve problems
• Excellent organisational skills, ability to manage competing priorities and tight deadlines
• Strong communications skills - verbal and written; with ability to communicate effectively across the business

• Reporting into a Senior Compliance Manager, your position will involve supporting the Compliance function’s monitoring and risk assessment pillar in ensuring that the firm meets its regulatory objectives, primarily in respect of 2nd line monitoring obligations
• Assisting with the execution of the Compliance Risk Assessment (CRA) and Compliance Monitoring Programme (CMP)
• Conduct trends analysis and identify themes and emerging patterns in monitoring results
• Support the existing team with co-ordinating ongoing compliance projects and thematic reviews
• Provide support in creating reports that detail findings to update management
• Conducting investigations and reviews of compliance issues and making recommendations for corrective action
• Enhance where possible existing monthly/quarterly Compliance monitoring and testing
• Participate in various meetings with front office teams across the firm
• Keeping up to date with regulatory changes and business changes and update the CRA and CMP in line with new/ amended requirements
• Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training
• Undertake such other duties, training and/or hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this role

• Pension: 9% = 5% company contribution and 4% self-contribution -CMC Markets will match up to 7%
• Life Assurance: 4 x salary
• Health Insurance provided through Vitality
• Income Protection
• Holiday: 25 days - per calendar year + additional day off for your birthday
• Breakfast provided for office days
• Discretionary Bonus

CMC Markets is a global provider of online retail financial services. The company enables users to trade financial instruments through its award-winning next-generation trading platform, allowing them to access various tools such as technical analysis, price projection, and forums.