Compliance Analyst, CMC Markets
Online trading platform
Open for applications
Online trading platform
1001+ employees
Open for applications
1001+ employees
Company mission
To use the latest tech and tools to give our customers the very best trading experience.
Role
Who you are
- Regulatory knowledge and understanding of the financial services industry
- Proven proficiency in Excel and strong analytical capabilities
- Excellent communication skills for effective information exchange with team members and management
- Ability to work well collaboratively with others in a team setting
- Some experience in compliance within a regulatory environment is preferred
- Analytical and enquiring nature, ability to solve problems
- Excellent organisational skills, ability to manage competing priorities and tight deadlines
- Strong communications skills - verbal and written; with ability to communicate effectively across the business
What the job involves
- Reporting into a Senior Compliance Manager, your position will involve supporting the Compliance function’s monitoring and risk assessment pillar in ensuring that the firm meets its regulatory objectives, primarily in respect of 2nd line monitoring obligations
- Assisting with the execution of the Compliance Risk Assessment (CRA) and Compliance Monitoring Programme (CMP)
- Conduct trends analysis and identify themes and emerging patterns in monitoring results
- Support the existing team with co-ordinating ongoing compliance projects and thematic reviews
- Provide support in creating reports that detail findings to update management
- Conducting investigations and reviews of compliance issues and making recommendations for corrective action
- Enhance where possible existing monthly/quarterly Compliance monitoring and testing
- Participate in various meetings with front office teams across the firm
- Keeping up to date with regulatory changes and business changes and update the CRA and CMP in line with new/ amended requirements
- Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training
- Undertake such other duties, training and/or hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this role
Salary benchmarks
Our take
CMC Markets is a global provider of online retail financial services. The company enables users to trade financial instruments through its award-winning next-generation trading platform, allowing them to access various tools such as technical analysis, price projection, and forums.
CMC Markets stands out through its business model - the company aims to focus on client service in order to attract new clients and maintain a high retention rate. The market confirms the success of its strategy, with a large percentage of its revenue generated by clients who have been with the company for more than 2 years. The company is also highly rated for its client satisfaction, and sets out to educate its audience on CFD, forex and share trading, frequently hosting webinars, events, and online courses.
CMC Markets' focus appears to be on continuing to invest in new technologies and customer service, in order to support its expanding client base. For example the launch of the “Plus Plan” account for its stock trading platform, CMC Invest, means investors can now open ISAs through CMC, adding more flexibility for users to make choices for their own investment journey.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
20% employee growth in 12 months
Company
Company benefits
- Pension: 9% = 5% company contribution and 4% self-contribution -CMC Markets will match up to 7%
- Life Assurance: 4 x salary
- Health Insurance provided through Vitality
- Income Protection
- Holiday: 25 days - per calendar year + additional day off for your birthday
- Breakfast provided for office days
- Discretionary Bonus
Company HQ
City of London, London, UK
Leadership
Lord Peter Cruddas
(CEO)Previously worked in the foreign currency trading department of various banks, including the Bank of Iran and Marine Midland.
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