Data & Reporting Compliance Manager, Cboe

Salary not provided

+ Employee Stock Purchase Plan

Senior and Expert level

London

Office located in The Monument Building, London

Market infrastructure and tradable product provider

Open for applications

Market infrastructure and tradable product provider

1001+ employees

B2BInvestingTradingFinancial Services

Open for applications

Salary not provided

+ Employee Stock Purchase Plan

Senior and Expert level

London

Office located in The Monument Building, London

1001+ employees

B2BInvestingTradingFinancial Services

Company mission

To build a trusted, inclusive global marketplace that enables people to pursue a sustainable financial future.

Job

Company

Role

Who you are

A Bachelor’s degree or equivalent, ideally in a science or engineering discipline
Proven subject matter expertise and 7+ years of experience in Order Record Keeping and regulatory reporting, preferably gained within a regulator, trading venue, broker and/or data reporting services provider
Experience of data governance, data architecture, advanced analytics, data management practices
Proven ability to interpret regulatory reporting requirements
Ability to work well under pressure and adapt to changing situations
Familiarity with trading techniques and technology
Strong troubleshooting, problem-solving and analytical skills
Ability to work well in a team environment
Strong written and verbal communication skills

What the job involves

The Data & Reporting Compliance Manager will be responsible for developing and maintaining an effective compliance program to cover all of Cboe Europe’s non-financial regulatory data management, record keeping and reporting obligations
The successful applicant will be part of an experienced Compliance team
Oversee the compliance oversight program covering end-to-end data governance and non-financial regulatory reporting processes, including data collection, validation, and submission and ensure compliance with all relevant regulations, including but not limited to the FCA Handbook and MiFID/R
Stay up-to-date with the latest UK and EU regulatory requirements from the FCA, AFM and ESMA
Interpret and work with technology teams to apply regulatory changes into our reporting processes
Implement and maintain robust controls to ensure reporting accuracy and completeness
Work with Technology to develop new tooling for Compliance, to automate reporting controls, and to improve efficiency and reduce risk
Analyse regulatory data to identify trends and potential risks and provide senior management with updates on regulatory reporting performance and risks
Support the development of regulatory reporting strategies and policies
Build and maintain strong relationships with regulators, auditors, and internal stakeholders
Represent the organisation in relevant regulatory discussions and industry groups

Salary benchmarks

Our take

Cboe provides market infrastructure and tradable products, including options, offering trading, clearing and investment solutions to market participants globally. Promising to operate an inclusive and trusted marketplace, its services ultimately enable participants to access a sustainable financial future.

The company is truly global, offering solutions across North America, Europe and Asia Pacific, and meeting the specific needs of its customers from where they are based. Its reach is echoed in the creation or acquisition of entirely new markets and market models, many of which served as the first of their kind, and hence have grown to become some of the largest, most relied upon out there.

Cboe intends to build upon the momentum that it continues to snowball year-on-year, growing its presence across North America whilst refining its latest innovations. For its participants, it will find new ways to enhance the overall equities markets while improving the customer experience on its platforms.

Steph

Company Specialist at Welcome to the Jungle

Insights

Top investors

16% employee growth in 12 months

Glassdoor (4.5)

Company

Company HQ

West Loop Gate, Chicago, IL

Leadership

Fred Tomczyk

(CEO)

Previously worked as Lead Independent Director for Sagen. Also sits on the Board of Directors for Unity Willis Towers Watson and The World Federation of Exchanges.

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