Regulatory Surveillance Analyst, Behavox

Salary not provided

100% bonus pay already integrated into the salary

Junior and Mid level
Remote in UK
Behavox

Communication surveillance for security & compliance

Open for applications

Behavox

Communication surveillance for security & compliance

101-200 employees

FintechB2BArtificial IntelligenceSecurityComplianceDeep TechSaaS

Open for applications

Salary not provided

100% bonus pay already integrated into the salary

Junior and Mid level
Remote in UK

101-200 employees

FintechB2BArtificial IntelligenceSecurityComplianceDeep TechSaaS

Company mission

To use artificial intelligence to pinpoint and identify illegal, immoral and malicious insiders and protect the workplace and digital headquarters.

Role

Who you are

  • A deep and genuine interest in Behavox as demonstrated by a connection to its mission, marketplace and/or technologies
  • Strong knowledge of market abuse and other forms of misconduct that manifest in financial services firms
  • Good understanding of regulatory landscape and where to find relevant guidance and insights on regulatory topics
  • Good understanding of "trader speak" including surveillance operating models and governance
  • Strong interpersonal and communication skills (written and verbal) accompanied by excellent analytical skills

What the job involves

  • The Subject Matter Expert (SME) team at Behavox works to improve our Compliance product to allow expansion, and support for new clients in multiple markets
  • This team is responsible for ensuring that the quality of our product meets (or exceeds) the expectations of clients and regulators and is considerate of the risks facing the market across the different industry verticals
  • The team is expected to drive origination of new scenarios/controls to cover emerging practice, changing markets and trading methods, as well as updated regulation and the way it is being enforced
  • It will significantly contribute to the value of applications for our clients, which can be measured by CSAT and adoption of applications
  • Review eComms surveillance alerts, be involved in improving the Compliance product to allow expansion, and provide support for new clients in multiple markets
  • Work in a space in which you will continuously learn and stay abreast of what is happening in the risk and regulatory landscape
  • Influence the product design of a high growth AI based company, working alongside other talented Subject Matter Experts and stakeholders across the organization
  • Decode "trader lingo/speak" and liaise with front office staff to understand complex trading concepts
  • Understand and articulate the various forms of market abuse, conflicts of interest, and other potential misconduct within the financial domain
  • Identify / escalate non-standard communications or activities that hint at potential misconduct
  • Stay abreast of recent regulatory and market changes/events to identify enhancements required to surveillance controls or framework (or other compliance related processes and controls)
  • Work proactively and autonomously on complex projects that require research, analyze data and take data-driven decisions that contribute to specific business goals

Application process

  • We take Talent very seriously and we are building a community of extraordinary individuals working together in very high performing teams
  • We also know that the best Talent always has options so we believe that the process has to be a two way assessment - the company AND the candidate assessing the business needs alignment, the career next step alignment, and the cultural alignment
  • During the process we will begin by exploring the core factors regarding salary and location along with core experience and skills and values alignment
  • We will then deep dive explore the critical technical competencies we have identified for the role, and then we will deep dive in behavioral competencies
  • The most aligned candidate will then be asked to do a practical work task simulation activity so we can make sure that you will enjoy the kind of work the role requires, and this task will typically be presented and discussed with a group of colleagues and managers
  • Finally we will ask you to meet with a number of our senior leaders to make sure that you are making the most informed call possible

Share this job

View 22 more jobs at Behavox

Insights

Rocket List 2021
Top investors

36% female employees

-9% employee growth in 12 months

Company

Company benefits

  • Equity & ownership
  • Options as a reward for making great contributions to the company and our customers
  • Health insurance for the whole family, free of charge
  • World-class relocation program with visa and citizenship sponsorship
  • Great office culture
  • OKR-based management

Funding (last 2 of 5 rounds)

Feb 2020

$100m

LATE VC

Dec 2018

$70m

LATE VC

Total funding: $179.9m

Our take

The volume of communications in the workplace is going up. Not only do people send emails, but now employees are communicating all day through internal chat platforms like Slack. Behavox helps companies make sense of the vast amount of data being produced from all of these messages.

The company uses AI and machine learning to aggregate and analyse large volumes of unstructured communications. The data produced can be used to create actionable insights on employees' performance and also help risk and compliance teams to identify bad actors.

Regulation is high for financial services companies, and it's likely to grow in other industries, increasing Behavox's potential addressable market. The company has continued to develop its offering, with a number of updates released throughout 2023, keeping the platform up-to-date with developing tech.

Steph headshot

Steph

Company Specialist at Welcome to the Jungle