Compliance Associate, Gemini

• BA/BS degree
• 3-4 years of experience in the financial services industry with a focus on transactional analysis, forensic accounting or other investigative functions
• Excellent written and verbal communication skills with a strong attention to detail
• Track record of success and results, ideally in a high-growth or entrepreneurial environment
• Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed
• Previous experience performing KYC and periodic account reviews, including assessment of customer risk and transaction analysis
• Strong understanding of transaction pattern red flags

Desirable

• Compliance at Gemini is a team dedicated to managing the next generation of financial crime in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes
• Gemini is looking for a smart, friendly individual that is organized, detail-oriented and eager to contribute to a world-class compliance team. The ideal candidate will be a self-starter and quick study who is comfortable working within the fast-paced environment of a growing FinTech firm. This is a unique opportunity to make a real, immediate impact in an exciting new technology at an industry leading firm well-positioned for success
• Perform periodic and trigger-based institutional account reviews inclusive of KYC refresh, transactional analysis, and reviews of customer blockchain activity to identify potential red-flags and escalate as appropriate
• Interface with the Business Development team to ensure high priority customer accounts are reviewed in a timely manner
• Assist with QA reviews
• Work cross-functionally with teams across the enterprise to address compliance related issues
• Ensure clear and concise customer communication during the RFI process
• Identify procedural inefficiencies and help develop and drive process improvements
• Perform ad-hoc special projects as required