Financial Compliance Manager, Robinhood

• Bachelor’s degree in a relevant field of study
• 4 Years validated experience, including financial audit/attestation preferably in a Big Four firm or a public company’s internal audit/SOX function or a combination thereof
• Knowledge and experience in Internal Control over Financial Reporting and Disclosure Controls Procedures
• Highly motivated, independent and proactive with strong end-to-end project management, organizational and interpersonal skills
• Ability to partner with leaders to identify efficient solutions that resolve business process or technology control gaps
• Proven track record to manage multiple competing priorities simultaneously and drive projects to completion

Desirable

• This position reports to the Director of Financial Compliance. We’re looking for a manager with a public accounting audit or advisory, public company fin-tech, broker-dealer, banking or other financial services background
• Participate in the initiative to establish and support our SOX compliance framework including performing risk assessments, documenting walkthroughs and conducting tests of design and operational efficiency for key controls
• Proactively harmonize across departments to evaluate new processes, or changes to existing processes for financial and operational risks before product launch, providing recommendations for improvement
• Lead the annual and quarterly SOX certification process
• Establish Active and effective communication with departments across Robinhood
• Advocate for process improvement in our system of internal controls