Regulatory Surveillance Analyst, Behavox
+ 100% bonus pay
AI insights to safeguard & enhance businesses
Job no longer available
AI insights to safeguard & enhance businesses
201-500 employees
Job no longer available
+ 100% bonus pay
201-500 employees
Company mission
To transform data into AI insights that safeguard and enhance businesses.
Role
Who you are
- A deep and genuine interest in Behavox as demonstrated by a connection to its mission, marketplace and/or technologies
- Strong knowledge of market abuse and other forms of misconduct that manifest in financial services firms
- Good understanding of regulatory landscape and where to find relevant guidance and insights on regulatory topics
- Good understanding of "trader speak" including surveillance operating models and governance
- Strong interpersonal and communication skills (written and verbal) accompanied by excellent analytical skills
What the job involves
- The Subject Matter Expert (SME) team at Behavox works to improve our Compliance product to allow expansion, and support for new clients in multiple markets
- This team is responsible for ensuring that the quality of our product meets (or exceeds) the expectations of clients and regulators and is considerate of the risks facing the market across the different industry verticals
- The team is expected to drive origination of new scenarios/controls to cover emerging practice, changing markets and trading methods, as well as updated regulation and the way it is being enforced
- It will significantly contribute to the value of applications for our clients, which can be measured by CSAT and adoption of applications
- 1. Review eComms surveillance alerts, be involved in improving the Compliance product to allow expansion, and provide support for new clients in multiple markets
- 2. Work in a space in which you will continuously learn and stay abreast of what is happening in the risk and regulatory landscape
- 3. Influence the product design of a high growth AI based company, working alongside other talented Subject Matter Experts and stakeholders across the organization
- Decode "trader lingo/speak" and liaise with front office staff to understand complex trading concepts
- Understand and articulate the various forms of market abuse, conflicts of interest, and other potential misconduct within the financial domain
- Identify / escalate non-standard communications or activities that hint at potential misconduct
- Stay abreast of recent regulatory and market changes/events to identify enhancements required to surveillance controls or framework (or other compliance related processes and controls)
- Work proactively and autonomously on complex projects that require research, analyze data and take data-driven decisions that contribute to specific business goals
Our take
The volume of communications in the workplace is going up. Not only do people send emails, but now employees are communicating all day through internal chat platforms like Slack. Behavox helps companies make sense of the vast amount of data being produced from all of these messages.
The company uses AI and machine learning to aggregate and analyse large volumes of unstructured communications. The data produced can be used to create actionable insights on employees' performance and also help risk and compliance teams to identify bad actors.
Regulation is high for financial services companies, and it's likely to grow in other industries, increasing Behavox's potential addressable market. The company has continued to develop its offering, with a number of updates released over the years, keeping the platform up-to-date with developing tech.
Steph
Company Specialist at Welcome to the Jungle
Insights
Company
Funding (last 2 of 5 rounds)
Feb 2020
$100m
LATE VC
Dec 2018
$70m
LATE VC
Total funding: $179.9m
Company benefits
- Equity options
- Health insurance for the whole family, free of charge
- World-class relocation program with visa and citizenship sponsorship
- Great office culture
- OKR-based management
Company HQ
Vauxhall, London, UK
Leadership
Erkin Adylov
(CEO & Co-founder)Previously co-managed a hedge fund focusing on financial technology companies, and was a research analyst at Goldman Sachs.
Slav Slavinski
(Chief of Staff & Co-founder)Previously a corporate finance executive, who also trained as a software developer.
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