Risk and Compliance Officer, TradingView

• Minimum 4–6 years' experience in compliance, risk management, or internal audit preferably in fintech, SaaS, or regulated sectors)
• Solid knowledge of regulatory frameworks (e.g., GDPR, AML, sanctions regimes, ISO/SOC2)
• Experience in building compliance frameworks from scratch is highly desirable
• Strong analytical, communication, and stakeholder management skills
• Professional certifications preferred (e.g., ICA, ACAMS, CCEP, CRISC)

Desirable

• The Risk and Compliance Officer will be responsible for designing, implementing, and maintaining a comprehensive risk and compliance framework across the business
• The role is independent from commercial functions and will serve as a second line of defence, ensuring compliance with regulatory obligations and internal controls
• Develop and maintain internal compliance policies and frameworks (KYC, sanctions, AML, data privacy, etc.)
• Monitor and implement regulatory changes (e.g., DORA, GDPR, SOC2)
• Oversee KYC/KYB checks for affiliate and broker onboarding
• Maintain a risk-based country and partner acceptance matrix
• Liaise with regulators or external auditors where necessary
• Provide internal compliance training and awareness programs
• Lead risk assessments and maintain the company’s risk register
• Design and monitor mitigation strategies for operational, regulatory, and reputational risk
• Support business continuity and incident response planning
• Conduct internal audits of risk controls and policies
• Maintain a compliance calendar and ensure adherence to deadlines
• Prepare periodic reports for senior leadership on risk posture and compliance issues
• Escalate significant compliance failures or red flags