Compliance Associate, Coinbase

• 3-5 years of experience working in Compliance for a financial institution Strong preference for a financial institution that is regulated federally and/or work as a regulator in a state or federal agency
• Experience in consumer compliance, financial crimes compliance, and/or other compliance with federal or state regulations in the U.S. related to financial services; and
• Experience in product compliance, compliance governance and oversight, and/or managing regulatory relationships

Desirable

• The U.S. Compliance Team is responsible for managing regulatory relationships and governance/oversight of compliance processes for Coinbase’s U.S. consumer business, which includes BSA/AML, OFAC, and Consumer Compliance requirements
• This team works cross-functionally with Compliance, Engineering, Product, and Legal functions to oversee compliance for the U.S. consumer business, including to validate that country-specific controls are effectively operating, including by reviewing new products prior to launch
• Additionally, this role will be responsible for building materials for stakeholders presentations, including those for Boards of Directors, regulators, and internal committees/forums
• The U.S. Compliance team supports US regulatory initiatives and serves as the primary point of contact for US consumer-related business initiatives. Individuals on this team support a broad array of compliance requirements for both state and federal licenses, including AML/CFT, sanctions, and consumer compliance
• The individual that assumes this role will be required to assist with the oversight of existing, and new, compliance programs across Coinbase’s consumer-focused U.S. legal entities. Currently, the team supports the following initiatives:
• Managing Compliance responses for country/entity regulatory exams
• Materials development for Board, governance committee, and regulatory stakeholders
• US regulatory reporting project management
• New product approval review and approval; and
• Serve as DRI for regulatory change management and associated control builds for U.S.-specific compliance needs