Compliance Manager, eToro
Temporary, 4-6 Months Contract
$110-145k
1+ day a week in office (Hoboken, NJ)
Social trading & investment network
Be an early applicant
Social trading & investment network
1001+ employees
Be an early applicant
$110-145k
1+ day a week in office (Hoboken, NJ)
1001+ employees
Company mission
To empower people to grow their knowledge and wealth as part of a global community of investors.
Role
Who you are
- If you're interested in an exciting short-term project with a global leading social investment platform, to oversee the USA Compliance function across governance, AML & Regulatory, then we'd love to hear from you!
- Bachelor’s degree required; advanced degree preferred
- FINRA Series 7 and 24 licenses required; Series 4 preferred
- Minimum of 5 years of experience in a compliance function, with a strong understanding of broker-dealer regulations; familiarity with money transmitter licensing is a plus
- Deep knowledge of the broker-dealer industry, including applicable rules and regulatory frameworks
- Proven ability to assess compliance and business risks, and to implement practical and effective solutions
- Strong analytical, research, and problem-solving skills, with excellent time management capabilities
- High attention to detail and a commitment to accuracy
- Self-motivated, collaborative team player with the ability to thrive in a fast-paced, start-up environment
- Excellent written and verbal communication skills, including presentation and interpersonal abilities
- Experience conducting compliance monitoring, testing, and risk assessments
- Demonstrated integrity, discretion, and sound judgment; a high level of trust and professionalism is essential
- Work arrangement is either fully remote, or if they are in the Hoboken or NY area they would be hybrid - office and home
What the job involves
- We are looking for an experienced Compliance Specialist to cover maternity leave
- Oversee teams responsible for key compliance functions, including compliance testing, governance, reporting, policies and procedures, examinations, complaints, registration, and training
- Drive and support major compliance initiatives and projects such as audit and examination remediation, vendor management, affiliate marketing oversight, and related efforts
- Provide administrative and operational support to the Chief Compliance Officer (CCO) in executing the Compliance Governance Program, including coordination of risk and compliance committees, employee training, and Board of Directors meetings
- Manage regulatory reporting (e.g., 4530), complaint intake and resolution processes, and responses to regulatory complaints
- Conduct due diligence on compliance vendors supporting Money Services Business (MSB), digital asset, and broker-dealer operations, and produce evaluation reports for the CCO
- Assist the CCO in preparing responses to regulatory inquiries, examinations, and audits
- Coordinate and track the development of management action plans to remediate compliance testing findings and audit/examination recommendations across MSB, digital asset, and broker-dealer operations
- Identify compliance gaps and recommend improvements to business unit procedures to enhance regulatory adherence and mitigate risk
Our take
Investing used to be accessible only to financial experts, but due to advancements in open banking and fintech software development, the average person can now invest from their smartphone. However, this also makes users vulnerable to the high-risk nature of investing, resulting in a demand for easy-to-understand investment education.
eToro provides a social trading and investment platform, facilitating investment in the stock market, ETFs and index funds, cryptocurrencies and NFTs through a mobile application. In addition to providing these features, the platform also features a community-focused investment discussion board, a robo-adviser tool called CopyTrader, as well as investment education resources.
Whilst it is undeniable that the investment platform market has become highly saturated in the last few years, eToro has taken the unique angle of combining its trading platform with tools and resources that help to educate its users. Through this approach, the company aims to increase accessibility to smart investment strategies, whilst reducing the risk associated with investing as a non-expert.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
-5% employee growth in 12 months
Company
Funding (last 2 of 10 rounds)
Mar 2023
$250m
GROWTH EQUITY VC
Apr 2018
$50m
SERIES E
Total funding: $462.9m
Company benefits
- 🌴25 days annual leave - plus bank holidays
- 🏠 Flexible and Hybrid Working – 1-2 days a week in the office and working remotely the rest of the time
- 🎉 New starter welcome pack – (eToro hoodie, notepad, socks & other swag to welcome you to the family)
- 💰£10 (after tax!) added on a your eToro money card every working day
- 🕒 Occasional rewards such as “recharge days” (e.g. 3 extra paid holiday days in 2022) to help with work/life balance
- 🤑 $1000 in trading credits on the day you start
- 💰 Contributory Company Pension
- 📚$250 self development budget, with scope to increase where suitable
- 🩺Private Medical Insurance
- 🏥Income protection & life insurance
- 💻Company laptop, plus dual monitors for home working
- 🎉 Regular socials, events and rewards to celebrate our continued growth
- 🎂 Birthday payment of £50 – and an additional £100 winter holiday payment
Company HQ
Canary Wharf, London, UK
Leadership
Yoni Assia
(Founder & CEO)Board Member at Meitav Dash. Co-Founder and former Development Manager of WiTech Communications' CDRide.
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