Senior Legal Counsel, Farther

• JD from a top-tier law school with 7+ years of relevant legal experience
• Active membership in good standing with at least one state bar
• Significant experience in financial services, specifically in wealth management, investment advisory, or fintech
• Deep understanding of securities laws, SEC regulations, and FINRA requirements
• Experience supporting high-growth companies through various stages of development
• Strong business acumen with ability to balance legal risk with business objectives
• Excellence in drafting and negotiating complex agreements
• Experience managing outside counsel relationships

Desirable

• Reporting directly to the CFO, the Senior Legal Counsel will serve as a key strategic partner in Farther's growth journey
• This role combines broad in-house counsel responsibilities with specific expertise in wealth management, securities law, and fintech regulations. You'll work closely with leadership to navigate complex legal and regulatory requirements while supporting our rapid scaling
• Serve as primary legal counsel for all company matters, providing strategic guidance to leadership on legal risks and opportunities
• Lead the development and implementation of legal policies, procedures, and frameworks to support company growth
• Oversee all aspects of regulatory compliance, including SEC, FINRA, and state requirements
• Structure and negotiate complex commercial agreements, including vendor contracts, partnership agreements, and M&A transactions
• Manage relationships with outside counsel and regulatory bodies
• Advise on corporate governance matters and maintain corporate records
• Guide the company through financing rounds and maintain relationships with investors
• Develop and maintain compliance programs and training materials