Compliance Testing & Monitoring Program Manager, Block

• 5 years of experience required in regulatory compliance testing or internal audit
• 4-year undergraduate degree (Bachelor’s Degree)
• FinTech or payment services experience
• Experience building relationships and establishing trust and credibility with business leads
• Experience managing diverse assignments across business
• Experience using Google Applications (e.g. Sheets, Docs, Slides)

Desirable

• You will support Block's compliance mission by working side-by-side with compliance, counsel, and business personnel to foster a culture of risk management
• You will report to the Global Compliance Testing and Monitoring Lead and conduct testing and monitoring of the operating and control environment and compliance program
• The scope of your work will include but will not be limited to testing compliance with BSA/AML/OFAC, CAN-SPAM, ECOA, EFTA, E-SIGN, FCRA, GLBA, TILA, and UDAAP requirements
• Plan, scope, document, and conduct compliance testing and monitoring reviews across all business units
• Test the adequacy and effectiveness of the operating and control environment, including policies, procedures, and systems
• Complete process run through with business units and record all your fieldwork and documentation reviewed
• Communicate your findings to key stakeholders and gain agreement for management actions plans
• Complete report writing to formalize your findings
• To be successful you will:
• Develop an understanding of Block's business operations and compliance framework
• Establish collaborative business relationships
• Calibrate with legal for the application of the laws to our business
• Maintain knowledge of latest compliance risks and regulations
• Work across the team to assist others with reviews