Senior Transaction Monitoring Manager, Plenitude
Tech & Data
+ Performance related bonus
3 days a week in office
Financial crime risk & compliance consultancy
Be an early applicant
Financial crime risk & compliance consultancy
101-200 employees
Be an early applicant
+ Performance related bonus
3 days a week in office
101-200 employees
Company mission
To be the leading consultancy in FCC advisory, transformation and innovative RegTech subscription products.
Role
Who you are
- Strong understanding of the AFC compliance risks relevant to Transaction Monitoring (e.g. money laundering, terrorist financing, fraud, bribery and corruption, capital surveillance)
- Good appreciation on conventional Transaction Monitoring typologies and industry practices across corporate banking, correspondent banking
- Good understanding of market SWIFT payment format and standard
- Good appreciation of KYC standards that can be leveraged to fine tune TM models
- Good appreciation of TM alert investigation process
- Hands-on capability in defining change governance, project management and business analyst background. Must demonstrate strong capability to define and articulate approach
- (Must have) Hands-on experience in defining and leading model validation and system tuning from inception to completion
- Hands-on understanding on minimum of one TM systems across rule designs, segment designs, technical design and processes (e.g NICE Actimize, Oracle Mantas, SAS, FiServ)
- Good understanding on payment flows and data challenges
- Good SQL, Excel and Data Analysis on high volume of transaction data
- Confidence to credibility with clients from project inception
- Self-motivation individual willing to learn new concepts, with excellent analytical skills and proven problem-solving skills
- Excellent verbal and written communication skills at business and technical levels
- Strong appreciation of business and delivery risks
- A high degree of integrity and the drive and willingness to succeed; and
- Managing and mentoring junior colleagues during projects
- Strong team ethos and ability to work efficiently and accurately under pressure and minimal supervisions
- At least ten years experience in financial crime risk and compliance within the Financial Services industry
- 5-10 years of experience in either strategic and/or management consulting with a focus on financial crime compliance and risk
- Experience developing and applying corporate governance, compliance control and risk management frameworks
- Degree level education
- Financial crime risk or compliance related professional qualifications e.g. ICA Diploma
What the job involves
- As Plenitude scales globally we are looking to add to our senior leadership team in London
- As a Senior Transaction Monitoring Manager, you will report into Managing Partner and Senior Executive Team:
- Accountability for the end to end delivery of client engagements including the management of Plenitude team members
- Delivery of defined deliverables and desired engagement outcomes on time and within budget
- Leading Anti- Financial Crime (AFC) delivery on TM projects, including development of tuning and optimisation framework, conducting reviews of client’s processes and procedures, support regulatory or audit reviews, advising on TM technology, optimisation, and remediation programmes
- Define and lead on TM model optimisation, industry monitoring typology risk assessment methodology and overall control framework in building an effective Transaction Monitoring programme
- Leading and developing strong relationships with project stakeholders
- Supporting with planning, status update and support project governance
- Supporting business development and drafting proposals to identify new prospects
- Keeping abreast of legislation, regulation, guidance and technologies relating to financial crime risk and compliance
- Commercial business awareness and financial acumen and understanding
- We offer the opportunity to work solely on FCC engagements with leading financial institutions across banking, insurance, investment management and cryptoasset firms
Salary benchmarks
Our take
Compliance is a vital part of business. By rigorously following regulations, businesses can prevent fraudulent activities, money laundering, and other financial crimes, thereby protecting their operations and reputation. Plenitude aims to help with this, acting as a specialised consultancy focused on Financial Crime Compliance (FCC).
The company offers advisory and transformation services that help financial institutions mitigate financial crime risks. What sets Plenitude apart is its blend of consulting, in-house financial crime compliance, regulatory, and law enforcement backgrounds, ensuring a practical and proven approach.
The company has a notable track record, including advisory roles for six of the fourteen global banks under the Systematic Anti-Money Laundering Programme. Recently, Plenitude acquired Contineo Financial Risk Solutions, enhancing its tech capabilities. This aligns with its strategy to become a leading figure in AI-enabled FCC technology, data analytics and RegTech, as it pursues international expansion in Asia and Europe.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
Company
Company benefits
- Vitality Healthcare - Healthcare for you and an unlimited amount of dependants
- Life Assurance - 3 x life assurance with Aviva
- Pension - Aviva pension 3% employer and 5% employee
- Bonus scheme - Annual performance related bonus
- Holiday - 25 days holiday, plus the ability to buy 5 extra days
- ICA Membership - Paid for annual membership to ICA and funded courses, access to all learning materials
- Hybrid Working - We operate a hybrid working policy, 2 days at home, 3 days in the office
- Electric Cars and Bikes - Via Octopus EV
- Gym Membership - Silver Gympass membership
Company HQ
Canary Wharf, London, UK
Leadership
Alan Paterson
(Managing Director)Previously worked as Programme Manager of "One HSBC Wealth" for HSBC, and was Finance Programme Manager for the Royal Bank of Scotland.
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