Paralegal, London Stock Exchange
$62.8-104.8k
+ Annual Incentive Plan
Stock exchange in the City of London
Open for applications
Stock exchange in the City of London
501-1000 employees
Open for applications
$62.8-104.8k
+ Annual Incentive Plan
501-1000 employees
Company mission
To make things happen, out there in the real world, where it matters.
Role
Who you are
- This individual will have strong research and writing skills and a general familiarity of U.S. derivatives law and regulation
- Strong written and verbal communication capabilities and attention to detail
- Ability to work effectively with colleagues and clients at all levels, in multiple jurisdictions
- Sound organizational and time management skills and the ability to effectively prioritize tasks as necessary; and
- Familiarity with rules and regulations under the Securities Exchange Act of 1934 and the Commodity Exchange Act, and the overall regulatory rule filing process a plus
What the job involves
- LSEG’s Markets Division Compliance team (“Compliance”) is currently seeking a paralegal to support key regulatory compliance initiatives that impact LCH SA, the LSEG’s central counterparty (CCP) incorporated in France, and TradeAgent, a LSEG’s post trade matching and confirmation business for derivatives, including but not limited to assisting with ongoing regulatory rule filings
- The individual will report to and support the Senior Compliance Manager based in the Chicago office!
- Provide support to the LCH SA and TradeAgent businesses and their Regulatory Advisors
- Assist in the drafting and review of SEC and CFTC rule filings, respond to SEC inquiries, manage the pipeline of required regulatory filings and liaise and coordinate with internal subject matter experts, Regulatory Advisors and the businesses, as necessary
- Provide Compliance advice and guidance to the business, including reviewing and analyzing current and proposed regulations and consultations
- Participate in the production of Compliance MI and monitor the pipeline of filings, including by incorporating regulatory feedback; and
- Build relationships with the business and internal stakeholders to support the Compliance mission
Our take
The London Stock Exchange is one of the world’s oldest stock exchanges, with a history dating back over 300 years. It operates as a part of LSEG (London Stock Exchange Group), one of the world’s leading providers of financial markets infrastructure, as a marketplace to enable stock brokers and traders to buy and sell stocks, bonds, and other securities.
The London Stock Exchange has lived through a stream of innovations; from telegraph and telephone, to the Market Price Display System, automatic trade matching, and the digitisation of issuer services. In 2019 it acquired Refinitiv, a financial information company, and in doing so became a global financial news and data business.
Most recently, the London Stock Exchange has made moves to support the evolution of private markets, and further build its presence in this space. It partnered with Floww, a platform that connects investors with private companies, with aims to launch a private primary capital raising facility, as well as explore new technologies and secondary market options for the platform.
Steph
Company Specialist at Welcome to the Jungle
Insights
21% employee growth in 12 months
Company
Funding (2 rounds)
Dec 2019
$27m
LATE VC
Feb 2018
$27m
LATE VC
Total funding: $53.9m
Company benefits
- Hybrid working options
- Healthcare
- Retirement planning
- Paid volunteering days
- Wellbeing initiatives
Company HQ
City of London, London, UK
Leadership
David Schwimmer
(CEO, not founder)Was Managing Director at Goldman Sachs for 20 years.
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