Regulatory Compliance Controls Associate, Santander

• Prior experience in Compliance Monitoring/Testing or Internal Audit preferably within Corporate and Investment Banking
• Knowledge of key regulations, such as FCA Handbook, EMIR, MiFID II, Dodd-Frank, and Volcker
• Experience in either Internal Audit, Assurance, or Compliance Controls Testing

Desirable

• In this role you’ll be primarily responsible for conducting regulatory compliance and financial crime compliance reviews within Santander Corporate and Investment Banking
• You’ll conduct compliance risk assessments and support the Regional Head of Compliance MTA with ad-hoc projects and tasks
• Preparing the review scope and presenting it to Compliance Management
• Preparing and following written test plans, and executing all tasks set out within the agreed timeframes
• Maintaining accurate and complete records of work carried out during reviews
• Monitoring the progress and completion of Corrective Action Plans
• Organising, facilitating, and reporting on meetings with internal stakeholders
• Developing close working relationships with the first, second and third line of defences stakeholders to ensure they understand the compliance obligations and regulatory requirements, and the implications of failing to meet such requirements