Senior Compliance Analyst, Pipe
$132-170k
+ Equity
More information about location
Capital and financial tools for SMBs
Open for applications
Capital and financial tools for SMBs
201-500 employees
Open for applications
$132-170k
+ Equity
More information about location
201-500 employees
Company mission
To revolutionize how entrepreneurs access financing.
Role
Who you are
- 5+ years of relevant compliance experience at a fintech company, partner bank, or regulator
- Fundamental understanding and working knowledge of compliance-, anti-money laundering-, and sanctions-related laws and regulations
- Experience with one or multiple compliance functions, including transaction monitoring, sanctions screening, client onboarding, KYC/AML, or business identity verification
- Experience working with the elements of a compliance program, including risk assessment, monitoring and testing planning, third-party oversight, and compliance training
- Experience effectively communicating compliance risks associated with product proposals and advising stakeholders on developing both customer-facing content and key operational controls
What the job involves
- You will work in Legal & Compliance directly with peers and leaders in other groups (e.g., Risk, Finance, Product, Revenue) on a range of projects, such as compliance monitoring and testing, policies and procedures, geographic expansion, and assist with monitoring, audits, or exams by external parties. You are a collaborative team-player, well-equipped to develop relationships with key stakeholders across the firm. Prior experience in a compliance role is appropriate and experience interfacing with partner banks or regulators will be beneficial
- Execute all objectives of the firm’s Compliance program, including transaction monitoring, investigations, client onboarding, customer due diligence, compliance risk assessments, governance (oversight and reporting), and relevant systems (e.g., GRC, complaints, ethics, and prohibited industry or activities lists)
- Coordinate with business and operations teams during the client onboarding approval process in support of an optimal customer experience
- Actively partner with global function teams to execute shared compliance-specific projects and responsibilities
- Perform reviews, monitoring, testing, or audits to identify potential compliance risks and draft compliance reports with recommendations
- Support implementation of policies, systems, controls to reduce risk
- Support development and implementation of the compliance training policy aimed to educate employees about regulatory and legal requirements
- Stay updated on major regulatory changes with impact to the firm
Our take
Pipe is an alternative trading platform for start-up businesses that allows entrepreneurs and founders to take agency over their direction. Now a certified unicorn company, Pipe enables companies to sell their future recurring revenue to large institutional investors for cash.
The company was founded by entrepreneurs who had experience with the challenges founders face when financing companies. Solving a widespread problem in the start-up space, Pipe has seen great success and has been used by over 23,000 companies, facilitating hundreds of millions of dollars in loans quarterly.
Recently the company has seen great success, by partnering with GoCardless to revolutionize SME capital across the UK, a move the company is making to expand its international presence outside of the US. This pilot program has shown impressive results and points towards a future of international success for Pipe.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
18% employee growth in 12 months
Company
Funding (last 2 of 4 rounds)
May 2021
$250m
LATE VC
Mar 2021
$50m
SERIES C
Total funding: $316m
Company benefits
- Remote first, flexibility is key: Work from where you want and meet up with your colleagues somewhere new each quarter
- Health, dental, vision benefits: For you and your dependents, so you can feel your best without worry
- Parental leave, fertility & family planning benefits: We're proud to offer meaningful programs that help you put your family first
- Unlimited PTO: We really mean it when we say we want you to take time off when you need it - and we love a good company holiday
- Customized workstations: Choose a comfortable work-from-home set up that makes sense for you
Company HQ
Financial District, San Francisco, CA
Leadership
Luke Voiles
(CEO)Joined Pipe in 2023 as CEO. They have nearly two decades of leadership experience growing technology businesses, including Square Banking at Block, and Intuit's small business lending unit.
Josh Mangel
(Co-Founder)Previously Head of Product at Fair.com, CEO & Co-Founder at Skurt and was the Co-Founder of Beatdeck.
Harry Hurst
(Co-Founder)Also the Co-Founder of Protagonist. Previously Entrepreneur of the Year at Ernst & Young and was the Co-Founder of Skurt.
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