Internal Audit Director, OKX
Global Compliance
$219-262k
Office located in San Jose, CA
Cryptocurrency trading app
Be an early applicant
Cryptocurrency trading app
1001+ employees
Be an early applicant
$219-262k
Office located in San Jose, CA
1001+ employees
Company mission
To eliminate financial barriers, evolve the global economy, and change the world for better.
Role
Who you are
- The ideal candidate will have a strong background in internal auditing within the digital assets or fintech industries and possess a comprehensive understanding of compliance requirements, including those relating to AML/CFT/Sanctions
- Bachelor's degree in Business, Accounting, Computer Science or a related field; a master's degree and professional certification (e.g., CPA, CIA or CAMS) will be preferred
- Internal audit experience in a supervisory or managerial role, preferably within the cryptocurrency, technology, fintech, or financial services sectors
- Working knowledge of cryptocurrency exchange operations, blockchain technology and related compliance requirements, including those relating to AML/CFT/Sanctions
- Proven experience in leading audit engagements, managing audit teams, and delivering high-quality audit reports and recommendations
- In-depth knowledge of internal audit methodology, internal audit standards, risk assessment and internal control frameworks
- Excellent analytical skills with the ability to identify issues, root causes, and propose practical solutions
- Effective communication and interpersonal skills to interact with stakeholders at all levels of the organization and facilitate issue remediation
- Detail-oriented, risk and control mindset with the ability to manage multiple projects and priorities simultaneously
- Proficiency in using audit and data analysis tools (Workiva experience is a plus)
- Familiarity with relevant regulatory requirements for financial institutions and cryptocurrency exchanges
- NYDFS compliance experience is a plus
- Ability to work in a global context and coordinate with international teams
- High level of integrity, professionalism, and ethical behavior
What the job involves
- We are seeking a highly skilled and experienced Internal Audit Director to establish and lead the global compliance audit portfolio at OKX.
- In this critical role, you will provide expert guidance and leadership overseeing global compliance internal audit activities including risk assessment, audit planning, audit execution and reporting of audit results to the Group Audit Committee.
- Reporting to the Deputy Chief Audit Executive, you will be pivotal in ensuring a sound foundation from a third-line of defence perspective.
- Establishing and building out the strategic direction of the global compliance audit portfolio
- Assessing risk and developing audit plans for the global compliance audit portfolio aligned with the organisation's business goals and regulatory requirements
- Coordinating with geographic internal audit portfolio leads to ensure global, as well as local, compliance-related internal audit mandates are satisfied
- Oversee development and execution of our comprehensive audit strategy aligned with the organisation’s objectives and internal audit professional standards
- Responsible for the delivery of a key portfolio of audits focusing on AML and Compliance topics including AML/CFT/sanctions, fraud, consumer protection, market conduct, conflicts of interest, employee conduct and ethics, etc
- Evaluating and improving upon internal governance processes
- Draft and present detailed audit reports that clearly communicate findings, recommendations, and action plans intended for senior management and the Board of Directors
- Monitor and follow-up with management on the remediation of audit issues and the implementation of audit recommendations
- Take a lead role in shaping the ongoing development of internal controls related to Compliance through sharing of best practices and continuous monitoring of emerging risks, key changes to business processes, and regulatory requirements
- Stay up-to-date with industry trends, regulatory changes, and emerging risks in the cryptocurrency and blockchain space to ensure audit processes remain relevant and effective
- Assist in responding to both regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process
- Foster strong working relationships with key stakeholders and provide expert guidance and education on compliance-related audit matters to various business units and departments
Our take
While cryptocurrency holds the promise of freedom in personal finances and the possibility of large financial rewards through trading, it can be intimidating to get started. OKX, a long-standing crypto currency exchange, exists to solve that problem, removing the knowledge barriers to cryptocurrency trading with an easy-to-use, all in one platform.
OKX is one of the larger cryptocurrency exchanges, though it is a bit smaller than the market leaders Binance and Coinbase Exchange. Where it shines is in the sheer range of its services which are designed to be versatile enough for any user, ranging from a crypto exchange to NFT and decentralized finance investment products. With a reputation for security and reliability, it has a userbase of over 50+ million active accounts in over 180 countries.
OKX is using its structural position in cryptomarkets to help support the entire sector, announcing a market recovery fund to protect crypto firms facing collapse following the FTX crisis. Additionally, it is expanding into Web3 gaming with a 2023 partnership with Thirdverse, further increasing the scope of its offering to its client base. As long as it can continue to weather the tough market conditions for cryptocurrency it should maintain its excellent position to continue its growth.
Freddie
Company Specialist at Welcome to the Jungle
Insights
Company
Company benefits
- Comprehensive insurance package including medical, dental, vision, disability & life insurance.
- Paid Parental Leave
- Employee Referral Bonus Program paid in BTC
- More surprises when you join!
Company values
- WE before Me
- Get things done
- Do the right thing
Articles
Leadership
Star Xu
(Founder & CEO)Previously an Engineer at Yahoo before becoming the Chief Technology Officer at DocIn. They later founded OKX and has recently reclaimed the title of CEO
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