AML Operations Specialist, SEI
12 Month Fixed Term Contract
3-5 days a week in office
Technology and investment solutions
Be an early applicant
Technology and investment solutions
1001+ employees
Be an early applicant
3-5 days a week in office
1001+ employees
Company mission
To build brave futures through the power of connection, working with clients and communities to solve the problems that matter.
Role
Who you are
- Strong dedication to quality customer service
- Knowledge of AML and experience of supporting audits and Due diligence in this area
- Knowledge of the securities processing industry
- Knowledge of Excel and Word for Windows
- Demonstrate effective and professional written and verbal communication skills for a business work environment
- Effectively coordinate, perform and complete multiple duties and assignments concurrently and in a timely manner
- Ability to work effectively and productively with others
- Ability to prioritize in a high volume environment
- Excellent organizational skills and attention to detail
- Excellent analytical and problem solving skills
- Must be a team player with an ability to work independently with minimal supervision
- Someone who will embody our SEI Values of courage, integrity, collaboration, inclusion, connection and fun
What the job involves
- SEI is seeking to hire an Account Administration Analyst on a 12 month fixed term contract
- Execute daily static data functions, to open/close accounts and maintain account data on the main platform
- Work with the client reporting team to support statement communications
- Liaise with client service team to support client queries and bulk change project requests
- Analyse suspicious activity alerts and reported incidents escalated by Operations Teams
- Analyse potential prohibited party watch list matches escalated by Operations Teams
- Conduct periodic testing and observation of operational AML procedures
- Review Customer Due Diligence information
- Support in the ongoing due diligence efforts and periodic AML certifications
- Act as oversight & query management for offshore teams
- Review, analyze, and enter client and account information into the Platform as instructed by SEI clients
- Processing of client instructions in relation to closing accounts and deceased processing
- Provide the highest level of quality possible when completing a client request
- Maintain the highest level of confidentiality and privacy
- Quality Assure other Analysts’ work. Appropriately identify errors, provide feedback, identify trends and/or contributing factors, and recommend solutions
- Develop an in-depth understanding of the UK Wealth Management market
- Identify processing issues to ensure accurate completion of the submitted request and provide value added servicing
- Develop a deep understanding of the current compliance related rules that govern the Financial Services Industry including but not limited to Anti-Money Laundering (AML) and Suspicious Activity
- Research, analyze and resolve exceptions
- Participate in departmental projects to improve the current processes and/or systems as directed by the Account Administration Team Manager
- All SIEL employees are responsible for the identification, assessment and control of risks and risk events. Employees will maintain a good understanding of applicable policies, procedures, risk appetites and tolerance relevant to their function and or business unit, and are expected to consider current and potential risks when making or informing business decisions. Employees are responsible for the accurate and timely escalation and recording of incidents associated to relevant risks. In addition, employees are responsible for completing all required Risk Management training
Salary benchmarks
Our take
SEI provides technology and investment solutions for the financial services industry by offering services like investment processing and operations management. The company oversees around $1.5T in assets, helping clients make smart financial decisions.
It also offers customized investment portfolios through managed accounts, allowing investors to tailor their strategies. Its technology helps clients optimize taxes and provides detailed reports on tax savings, making the service valuable for financial advisors and investors.
Recently the company added new features to its platform, enabling wealth managers to see a complete view of their clients' finances, as well as assets held elsewhere. These updates have driven growth in SEI's managed accounting, placing the company well for continued success.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
Few candidates hear
back within 2 weeks
Company
Company benefits
- Reach your goals with retirement and stock purchase plans: Plan for the future with our capital accumulation plan 401(k), employee stock purchase plan, and employee investment program
- Resources to help you further your professional development: Our Education Assistance Program helps our employees in learning and furthering their professional development
- Generous time off, help for families, and work-life assistance: Employees need balance to be their best, so we provide plenty of time away from the office. We also help families with an onsite Family Center (Oaks location) and life management assistance programs
Company values
- Courage: We think and act like owners, embracing risk to drive growth for our clients and company
- Integrity: We do what we say and act with transparency (because it's the right thing to do)
- Collaboration: We work with each other, our clients, partners, and communities to solve problems that matter
- Inclusion: We nurture an environment of respect and belonging where people are empowered to be themselves
- Connection: We build lasting relationships through which we learn, grow, and succeed
- Fun: We have fun
Company HQ
Upper Providence Township, Oaks, PA
Articles
Leadership
Ryan Hicke
(CEO)Ryan has worked at SEI since 1998, initially joining the company as an Account Executive. Since then, they have worked in several roles, including Managing Director of UK IFAs and Global Wealth Services, and Senior/Executive Vice President, before becoming the CEO in 2022.
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