Compliance Associate, Gemini

• Gemini is looking for a smart, friendly individual who is organized, detail-oriented and eager to contribute to a world-class Compliance team
• The ideal candidate will be a self-starter and quick study who is comfortable working within the fast-paced environment of a growing FinTech firm
• BA/BS degree or international equivalent
• 2-5 years of experience in the financial services industry with a focus on AML/CTF compliance
• Strong understanding of KYC requirements and best practices
• Previous experience performing customer onboarding, including assessment of customer risk
• Excellent written and verbal communication skills with a strong attention to detail
• Track record of success and results, ideally in a high-growth or entrepreneurial environment
• Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed

Desirable

• Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment
• We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes
• This is a unique opportunity to make a real, immediate impact in an exciting new technology at an industry leading firm well-positioned for success
• Perform institutional and retail customer on-boarding using CDD and EDD research efforts and strategies as well as utilizing sound judgment and strong decision-making
• Draft and send RFIs directly to customers as needed
• Review issues escalated by external compliance personnel
• Identify potential red flags at onboarding and escalate as appropriate
• Work cross-functionally and globally with teams across the enterprise to address compliance related issues
• Facilitate customer requested account modifications
• Perform ad-hoc special projects as required