Senior Compliance Manager, Trade Republic
WpHG
More information about location
1-5 days a week in office
Investment platform
Job no longer available
Investment platform
501-1000 employees
Job no longer available
More information about location
1-5 days a week in office
501-1000 employees
Company mission
To make private wealth accumulation and retirement planning easier for millions of Europeans with easy and secure access to the capital markets.
Role
Who you are
- Successfully completed studies in economics, law or business law or comparable studies
- Ideally, several years of professional experience in the area of WpHG compliance in auditing or consulting firms and the necessary expertise or in-depth knowledge of the relevant regulatory and legal requirements, and/or
- Several years of professional experience in the banking or financial services industry
- Knowledge of WpHG, MaComp, MaRisk and MaDepot as well as of the related European frameworks (MiFID, MAD, etc)
- Very good written and spoken German (C1 level) and English, other languages are an advantage
What the job involves
- Definition of technical specifications on the subject of WpHG compliance as well as ongoing optimization of the relevant processes
- Contact person for the management, employees and our customers as well as for auditors and authorities in all arising questions of securities law
- Advising the departments in the areas of WpHG compliance, MiFID2/MiFIR and MAD/MAR in order to ensure monitoring of the enforcement of standards and legal provisions
- Review and control of internal existing and new business processes and regulations with regard to legal and internal WpHG compliance requirements
- Monitoring of compliance with regulatory requirements regarding record-keeping and retention obligations
- Preparation of reports for management and regulatory authorities
- Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People
- Continuous training in securities trading and (WpHG) compliance
Our take
Trading has quickly become one of the biggest activities powering the global economy, with global equity trading amounting to over $100 trillion each year and growing, so it's a lucrative market that many want in on. Behind the rapid rise of its global growth are mobile brokerages, equally on the rise for their ease of use and increased access to information, they are powering the way for the future of the trading industry.
Trade Republic is a German-based mobile brokerage platform allowing users to buy and sell stocks, exchange-traded funds (ETFs), as well as other financial instruments all from their smartphones. As the platform operates exclusively through a mobile app, Trade Republic is making it easier than ever for a wider audience to get into trading and because of this, along with its low fees, the app has quickly become a popular choice for those looking to invest.
Since the company launched to the market in 2019, it has raised a significant amount of funding, amounting to over $1bn, and welcomes over one million users to its app, indicating the company's growth and reputation. Going forward, the company is focused on further expanding its offerings to more European countries and recently announced a step in this direction, having launched in Ireland.
Freddie
Company Specialist at Welcome to the Jungle
Insights
Few candidates hear
back within 2 weeks
-2% employee growth in 12 months
Company
Funding (last 2 of 5 rounds)
Jun 2022
$260m
SERIES C
May 2021
$750m
SERIES C
Total funding: $1.1bn
Company HQ
Mitte, Berlin, Germany
Articles
Leadership
Christian Hecker
(Co-Founder)Experienced in Investment Banking having previously worked for Deutsche Bank and Merrill Lynch.
Marco Cancellieri
(Co-Founder)Previously worked as an iOS Engineer at Hubert Burda Media.
Thomas Pischke
(Co-Founder)Graduated from Ludwig-Maximilians-Universität München with a Masters's degree in Physics, with a special focus on quantum computing.
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