Compliance Program Manager, ONE
$125-150k
Ethical personal finance platform
Open for applications
Ethical personal finance platform
501-1000 employees
Open for applications
$125-150k
501-1000 employees
Company mission
To help people live healthier financial lives.
Role
Who you are
- Up to 5-10 Years of experience
- An act-like-an-owner mentality. We have a bias toward taking action
- CRCM or similar compliance certification
- Experience working with products or businesses in lending, banking, financial services, or other highly regulated sectors
- Strategic thinking with the matched ability to deliver compliance improvements and set best in class processes
- Strong ability to work in a leadership role and influence peers. Must be able to work collaboratively with the supported businesses, providing guidance and administering policies/procedures as needed in a timely manner
- Excellent project management skills, strong writing and analytical ability to complete projects on time. Excellent communication skills including the ability to effectively deliver technical training
What the job involves
- As a Compliance Manager, your mandate is to help the company excel in regulatory risk management so we can continue offering high value products while maintaining trust with our customers, our partners, and our external stakeholders, including regulators
- This role will impact OnePay vision by implementing and managing critical elements of risk management including governance and controls processes
- You will work closely with the Operations, Servicing, and Product teams working on issues management, complaints remediation, regulatory change management, and compliance training
- This role reports to the Compliance Governance Lead
- Assisting in the day-to-day oversight and management of OnePay compliance management system (“CMS”)
- Developing, executing and managing compliance critical functions, including, complaints, issue management, regulatory change management, and training
- Ensuring compliance by developing and maintaining expertise, up-to-date knowledge of regulatory changes and amended laws
- Participating in the development of regulatory and department policies and/or procedures, as well as in the creation and implementation of tools, guides and other resource materials for the first line of defense
- Providing compliance and regulatory-risk input and support for all new products, delivery channels, and markets as well as for changes to proprietary systems, technologies and/or processes
- Reviewing qualitative and quantitative KPIs and KRIs and identify potential areas of risks to OnePay customers or partners
- Analyzing large data sets for trends and effectively communicating that analysis to a variety of audiences
- Additional duties as assigned by your manager
Our take
Banks have a poor image and are often perceived to not care about their customers. ONE Finance has the financial well-being of its clients at the heart of what it does. Offering equal access to high-yield savings rates and affordable credit that grows. Its signature feature is the ability to organize money in multiple sub-accounts that ONE calls “Pockets,” whether to pay specific bills or save toward goals. You can also set up shared “Pockets” with partners or friends for joint saving objectives.
ONE is part of a new wave of digital banking apps that have the potential to disrupt traditional legacy systems, driven by European firms such as Triodos in the Netherlands. ONE Finance is clear that it doesn’t use deposits for anything that exploits the Earth's resources or is involved in the arms trade, setting it apart from other recent endeavours from Monzo and Revolut who aren’t so forthcoming about where its funds are invested.
In 2022, ONE was acquired by Hazel, a FinTech company which was launched by Walmart and Ribbit Capital and which also acquired Even Responsible Finance at the same time. The companies have merged under the ONE brand, combining workforces, products and operating budgets, and will benefit from Walmart's support and marketing reach.
Freddie
Company Specialist at Welcome to the Jungle
Insights
68% employee growth in 12 months
Company
Funding (last 2 of 3 rounds)
Aug 2021
$40m
SERIES B
Mar 2020
$17m
SERIES A
Total funding: $66m
Company benefits
- Benefits effective on day one
- Early access to a high potential, high growth fintech
- Generous stock option packages in an early-stage startup
- Remote friendly (anywhere in the US) and office friendly - you pick the schedule
- Flexible time off programs - vacation, sick, paid parental leave, and paid caregiver leave
- 401(k) plan with match
Company HQ
Civic Center, New York, NY
Leadership
Brian Hamilton
(Chief Commercial Officer)Started their career at Wells Fargo Foreign Exchange before leaving after almost 8 years to join Clear2Pay in 2006. They founded Isomer Labs, PushPoint, and Azlo before starting One as CEO in February 2019.
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