Compliance Manager, eToro
Social trading & investment network
Be an early applicant
Social trading & investment network
1001+ employees
Be an early applicant
1001+ employees
Company mission
To empower people to grow their knowledge and wealth as part of a global community of investors.
Role
Who you are
- 3+ years of experience in financial industry, preferably with experience with money service businesses, crypto, and/or money transmitter licenses
- Does not need any FINRA licenses, but should be open to obtaining if necessary
- Audit or program management experience would be beneficial
- Foundational understanding of and familiarity with the broker dealer industry
- Has the ability to analyze situations for compliance and business risk, and propose solutions to address and mitigate such risk
- Strong abilities in analytical thinking, problem solving, research, and time management
- Ability to raise concerns and ask questions
- Effective and efficient time management skills
- Meticulous attention to detail and highly accurate
- A self-starter that enjoys a team-oriented approach
- Excellent communication (written and oral), presentation, and interpersonal skill
- Comfortable operating in a fast-paced start-up
What the job involves
- The Compliance Department provides service, support, and advice to promote the Firm’s growth and development while helping employees and the firm meet their regulatory obligations, and more broadly, to preserve and enhance our reputation for integrity
- This role will support the firms compliance program for its money service (“MSB”), digital asset business, and broker dealer (“BD”) businesses
- The role will support and execute the necessary governance to ensure eToro US meets its regulatory obligations and requirements under state and federal laws
- Enhance and maintain effective infrastructure and corresponding policies and procedures for governance of eToro’s cryptocurrency
- Ensure all regulatory reporting requirements, such as permissible investment reports, call reports, and audited financial statements, etc. are met accurately and timely
- Ensure all necessary maintenance, renewal, and notification requirements are met for eToro’s money transmitter licenses, including but not limited to regular NMLS filings, FinCEN registrations and renewals, surety bond reviews and adjustments, and annual state license renewals
- Provide general support for regulatory examinations and audits
- Other projects or tasks as assigned
Our take
Investing used to be accessible only to financial experts, but due to advancements in open banking and fintech software development, the average person can now invest from their smartphone. However, this also makes users vulnerable to the high-risk nature of investing, resulting in a demand for easy-to-understand investment education.
eToro provides a social trading and investment platform, facilitating investment in the stock market, ETFs and index funds, cryptocurrencies and NFTs through a mobile application. In addition to providing these features, the platform also features a community-focused investment discussion board, a robo-adviser tool called CopyTrader, as well as investment education resources.
Whilst it is undeniable that the investment platform market has become highly saturated in the last few years, eToro has taken the unique angle of combining its trading platform with tools and resources that help to educate its users. Through this approach, the company aims to increase accessibility to smart investment strategies, whilst reducing the risk associated with investing as a non-expert. Fresh investment will see the company invest in its product globally and "in key markets", as it also doubles down on growth in the US.
Kirsty
Company Specialist at Welcome to the Jungle
Insights
Few candidates hear
back within 2 weeks
-5% employee growth in 12 months
Company
Funding (last 2 of 11 rounds)
Mar 2023
$250m
GROWTH EQUITY VC
Apr 2018
$50m
SERIES E
Total funding: $489.9m
Company benefits
- 🌴25 days annual leave - plus bank holidays
- 🏠Flexible and Hybrid Working – 1-2 days a week in the office and working remotely the rest of the time
- 🎉 New starter welcome pack – (eToro hoodie, notepad, socks & other swag to welcome you to the family)
- 💰£10 (after tax!) added on a your eToro money card every working day – to be used as you like. That’s an extra £2,400 a year in your pocket!
- 🕒 Occasional rewards such as “recharge days” (e.g. 3 extra paid holiday days in 2022) to help with work/life balance
- 🤑 $1000 in trading credits on the day you start – plus ad hoc trading credit rewards as recognition for hitting key targets or successfully referring another great hire (That’s an uncapped $2000 in credits for each referral. Our top referrer has helped us hire 10 colleagues..!)
- đź’° Contributory Company Pension
- đź“š$250 self development budget, with scope to increase where suitable
- đź©şPrivate Medical Insurance
- 🏥Income protection & life insurance
- đź’»Company laptop, plus dual monitors for home working
- 🎉 Regular socials, events and rewards to celebrate our continued growth
- 🎂 Birthday payment of £50 – and an additional £100 winter holiday payment
Company values
- Simplicity
- Innovation
- Quality
- Enjoyment
- Openness
Company HQ
Canary Wharf, London, UK
Articles
Leadership
Yoni Assia
(CEO)Board Member at Meitav Dash. Programmer and Project Manager for IDF from 2000 to 2003. Co-Founder and former Development Manager of WiTech Communications' CDRide.
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