Senior Compliance Manager, Brex

• 7+ years of experience in regulatory compliance in the financial industry
• Proven experience in compliance management, audit support, or risk management, preferably within banking, financial services, or fintech
• 3+ years of experience managing internal stakeholders
• Excellent project management and problem-solving skills with a strong knowledge of financial regulations
• Exceptional communication and interpersonal skills, with the ability to collaborate effectively with bank partners, external auditors, and internal teams
• Detail-oriented with strong organizational and project management abilities
• Proficiency in implementing or leveraging compliance project management workflow tools is a plus
• Cultural sensitivity
• An eye for detail
• A hands-on approach, concise and straightforward style
• A love for collaboration, teamwork, and delivering excellence

Desirable

• As a Senior Compliance Manager at Brex, you will play a critical role in overseeing the development, implementation, and management of key elements of the compliance program at Brex, including risk assessments, training, policy governance, issue management, and vendor risk management
• This position plays a critical role in identifying risks, improving processes, and ensuring that the organization remains compliant with financial regulations such as the SEC, FINRA, AML/KYC, FTC regulations, and other banking regulations
• The role will report directly to Brex’s Global Chief Compliance Officer
• Act as the primary point of contact for bank partners and auditors, coordinate and track requests, and findings, and facilitate access to necessary information and documentation
• Prepare and provide audit materials, including compliance reports, documentation, and evidence of adherence to regulatory requirements
• Address audit findings and recommendations, developing, implementing, and tracking action plans to resolve issues and improve compliance practices
• Stay updated on relevant regulations, industry standards, and best practices affecting bank partnerships and audit processes
• Prepare regular reports on compliance status, audit findings, and action plans for senior management
• Collaborate with other areas of the Compliance team, as well as Risk Operations and other departments to ensure a cohesive approach to compliance and audit management
• Foster strong working relationships with banking partners and external auditors to support effective compliance and audit processes
• Maintain accurate and up-to-date documentation related to compliance activities, external audits, and bank partnership agreements
• Ensure that all compliance and audit records are organized and accessible for review and reference
• Manage the implementation of workflow tools to support the tracking of bank Partnerships and external audits
• Manage due diligence and other requests related to new bank partnerships