Compliance Manager, Cleo AI

• You have at least five years of work experience in consumer banking, payments or lending Testing/Audit
• You’re comfortable carving your path in a fast-paced environment
• Strong familiarity with NMLS
• You’re able and excited to conceive of and execute projects independently
• You have the ability to quickly pick up new concepts, and dive into a problem with a solutions-oriented, outcome-focused mindset – even with no prior background in the subject matter
• Demonstrated problem-solving and analytical capabilities, and the ability to develop creative solutions for challenging, open-ended problems

Desirable

• We’re looking for a Compliance Manager (Testing & Audit) to work closely with our Compliance Team in the U.S
• This is a brand new role reporting to our Head of Legal and Compliance
• We’re building a world-class, data-driven and tech-focused Compliance team as we grow, driving us toward our next fundraise and beyond
• You’ll take the lead in managing the day-to-day testing, issue management, monitoring and audit functions of our Compliance program as we scale rapidly over the next 3-5 years
• Lead external audit and partner testing initiatives; manage documentation, communication and updates to bank partners in this area
• Manage company state licensing applications through NMLS and lead license related and other regulatory examinations
• Drive compliance oversight of action plans to ensure timely closure, in partnership with relevant internal stakeholders
• Partner with internal stakeholders on cross functional issue management initiatives, working to identify, log and close out issues
• As we scale, you’ll help us identify new opportunities to enhance compliance and protect the businesses from unreasonable risk