Investigation & Litigation Casework Support, Financial Conduct Authority
£32-38k
More information about location
2+ days a week in office
Financial regulation service
Job no longer available
Financial regulation service
1001+ employees
Job no longer available
£32-38k
More information about location
2+ days a week in office
1001+ employees
Company mission
To enable a fair and thriving financial services market for the good of consumers and the economy.
Role
Who you are
- Demonstrated experience in coordinating administrative processes and organising tasks and workflows to meet deadlines effectively
- Practical experience using case management systems and evidence review platforms to process documents, information or evidence for investigations or legal proceedings
- Prior experience in communicating with internal and external stake holders both in writing and verbally, demonstrating accuracy and attention to detail
- Work proficiently with Microsoft Office applications including Excel, Word and Adobe
- Maintain standards and focus on the overall objective across multiple projects, paying close attention to detail
- Work collaboratively and inclusively with colleagues of different perspectives and backgrounds
- Classify and organise information in a comprehensible manner
- Work on own initiative, prioritising, working to tight deadlines whilst maintaining accuracy
- Be open to learning, self-improvement, and be prepared to accommodate new tasks and responsibilities
What the job involves
- We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective
- By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services
- Enforcement & Market Oversight (EMO) is responsible for the FCA’s responsibilities for market monitoring, delivery of the functions of the UK Listing Authority (UKLA) and the investigation and prosecution of misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals
- Sitting within the Enforcement & Market Oversight Division, the Retail and Regulatory Investigations (RRI) Directorate investigates firms and individuals across consumer markets to tackle misconduct, address financial crime, and ensure fair treatment that supports a safe and trusted financial services industry
- Manage the uploading of material to document management systems, ensuring full compliance with established protocols. This will help maintain accurate, reliable records that support smooth and efficient case progression
- Carry out a range of general administrative tasks relating to investigations. Your work will keep cases organised and enable the wider team to focus on progressing key issues
- Review and categorise evidence in a clear and systematic way. This will ensure that case teams can quickly access the information they need and maintain high standards of evidential accuracy
- Draft a variety of documents, including correspondence, memoranda, reports and minutes of internal and external meetings, as well as proofreading material and preparing bundles for interviews, disclosure and court or tribunal proceedings
- Maintain project and document management records by capturing key decisions, completing intelligence checks, conducting Companies House searches and undertaking other research
- Communicate effectively with team members about task progress, ensuring transparency, clarity and smooth coordination throughout the lifecycle of each investigation
Application process
- End Date: April 13, 2026
- Your recruitment contact is Riley Fox
- Advert Closing: 12th April at 11:59PM
- CV Review/Shortlist: 14th April
- In‑person interviews will take place at the Leeds office on: 29th April and 30th April
- Your Recruiter will discuss the process in detail with you during screening for the role, therefore, please make them aware if you are going to be unavailable for any date during this time
Our take
Developed on the back of the Financial Services Act of 2012, the Financial Conduct Authority is a regulatory body that acts as a regulator for financial firms, ensuring the integrity of the financial markets in the UK. Broadly focused on financial companies that provide consumer services, it’s governed by the Bank of England and therefore acts independently of the government.
The FCA is responsible for regulatory innovations, such as stronger customer authentication requirements, including biometric and code requirements for payments, that have clamped down on fraud and improved security for national consumers. The FCA also introduced the Anti-Money Laundering Supervision in 2017.
The organisation’s independence from government ensures its impartiality as a regulator. In the late 2010s, it set up the cryptoasset registration, a department responsible for ensuring the legality of crypto payments. This has become an important aspect of national counter terrorism measures, and exemplifies the complex and vital work that the organisation carries out.
Steph
Company Specialist at Welcome to the Jungle
Insights
Company
Company benefits
- 25 days holiday per year plus bank holidays
- Hybrid working (work from home up to 60% of your time)
- Private healthcare with Bupa
- A non-contributory Pension of at least 8%
- Life assurance
- Income protection
Company HQ
Stratford Cross, London, UK
Leadership
Nikhil Rathi
(CEO)Previously the Private Secretary to UK Prime Ministers Tony Blair and Gordon Brown and was the Chief of Staff and Director of International Development at the London Stock Exchange. Studied at St Anne's College Oxford.
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