Senior Vice President, Global Lead of AML/KYC Operations, iCapital
$200-240k
+ Equity & Annual performance bonus
More information about location
4-5 days a week in office
Fintech platform for alternative investments
Be an early applicant
Fintech platform for alternative investments
1001+ employees
Be an early applicant
$200-240k
+ Equity & Annual performance bonus
More information about location
4-5 days a week in office
1001+ employees
Company mission
To power the world’s alternative investment marketplace.
Role
Who you are
- We are seeking a proven leader with operational experience to build out a team and develop an enterprise-wide anti-money laundering and economic sanctions program consistent with applicable laws, rules, and regulations
- 10+ years of deep expertise in AML/KYC/sanctions operations, with significant experience with client onboarding as well as using transaction monitoring, customer risk rating, and name screening tools including watch list software, and technology for US and non-US investors
- Strong leadership and team management skills, with a proven ability to lead and develop high-performing teams
- Excellent written and verbal communication skills, with keen attention to detail and the ability to produce clear, concise reports
- In-depth knowledge of AML regulations, financial crime compliance, and relevant industry best practices
- Experience working within the financial services, fintech, or fund administration industries
- Strong analytical skills, with the ability to make data-driven decisions and prioritize risks effectively
- Adaptable to new technologies and work processes
- Certified Anti-Money Laundering Specialist (CAMS) certification is preferred
What the job involves
- ICapital is building a transformative and reusable AML/KYC passport to provide a scalable, end-to-end solution to onboard investors, verify identities, and monitor transactions in alternative investments
- Work with the Product team to develop and implement a technological, state-of-the-art process to onboard and validate investors, monitor transactions, and conduct ongoing surveillance for a global client base
- Establish and evolve a risk model and related tools to help identify potential money laundering operations and reduce overall risk
- Have a detailed understanding of relevant laws, rules, and regulations relating to AML and sanctions on a global basis
- Develop, implement, and/or enhance risk-based processes for onboarding investors, transaction monitoring, customer risk rating, and name screening
- Build and supervise investor onboarding, transaction monitoring, and surveillance team that is responsible for investor onboarding and validation, monitoring, and performance reporting
- Develop metrics and analytic frameworks to support ongoing financial crime risk mitigation strategies
- Engage in cross-departmental collaboration with internal stakeholders to develop, position, and market the AML/KYC passport
- Engage with external stakeholders, including potential customers and regulators, regarding the AML/KYC passport and associated processes
- Provide thought leadership on possible improvements to both monitoring technology and other non-IT elements of identifying unusual activity
- Provide thought leadership on the use of non-rule-based surveillance technologies (e.g., artificial intelligence)
Our take
Alternative investing can yield huge profits, but it can often be inaccessible, even to enterprises. iCapital solves this problem by guiding large-scale businesses through the alternative investing process.
Since launching in 2013, iCapital has provided enterprises with an investing marketplace. Its focus has been on banking, wealth management, and asset management companies, and iCapital now serves clients such as JP Morgan, Evercore, and Rockefeller. As of February 2023, the company services over $153 billion in global client assets, clear evidence of industry confidence in the company.
iCapital's impact on the financial world is undeniable, forging strong and profitable partnerships with leading institutions like Morgan Stanley. With a proven track record and a rapidly growing platform, iCapital is poised for significant further expansion in the years to come.
Steph
Company Specialist at Welcome to the Jungle
Company
Funding (last 2 of 8 rounds)
Dec 2021
$50m
LATE VC
Jul 2021
$440m
GROWTH EQUITY VC
Total funding: $680.6m
Company HQ
Murray Hill, New York, NY
Articles
Leadership
Lawrence Calcano
(CEO)Previously worked as Director of Capitol Acquisition Corp., and served as Director of Vibrant Emotional Health for 10 years.
Salary benchmarks
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Diversity, Equity & Inclusion at iCapital
- We consider applicants of all backgrounds. If you are excited about what we’re building but don't meet some of the criteria above, please don’t let that discourage you from applying
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